Total: 3310 records
| Exchange | Type | Symbol | Name | Activity | Last Quote | Last Trade |
| NYSE | e | .PR.I.B | ||||
| NYSE | e | .PR.I.PR.A | PRIORITY INCOME FUND INC SER A PR | 7118 | 2018-11-13 | 2018-11-12 |
| NYSE | e | .PR.I.PR.B | PRIORITY INCOME FUND INC SER B PR | 7459 | 2018-11-12 | 2018-11-12 |
| NYSE | e | .PR.L | ||||
| NYSE | e | .PR.T | ||||
| NYSE | e | A | AGILENT TECHNOLOGIES | 2074625 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AA | ALCOA | 1275504 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AA.PR | ALCOA CORP PR | 2016-10-31 | 2016-10-31 | |
| NYSE | e | AA.PR.B | ALCOA INC SERIES 1 CL B PR | 2016-10-31 | 2016-10-31 | |
| NYSE | e | AAC | AAC HOLDINGS INC | 160904 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AAN | AARON'S | 515031 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AAP | ADVANCE AUTO PARTS | 1028038 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AAT | AMERICAN ASSETS TRUST | 257214 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AB | ALLIANCEBERNSTEIN | 256923 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABB | ABB | 3574768 | 2018-11-13 | 2018-11-13 |
| NYSE | e | ABBV | ABBVIE INC | 3199285 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABC | AMERISOURCEBERGEN | 1055049 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABEV | AMBEV SA | 1631004 | 2018-11-13 | 2018-11-13 |
| NYSE | e | ABG | ASBURY AUTOMOTIVE GROUP | 232283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABM | ABM INDUSTRIES | 489412 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ABR | ARBOR REALTY TRUST | 645934 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABR.PR.A | ARBOR REALTY TRUST PR A | 11172 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABR.PR.B | ARBOR REALTY TRUST PR B | 7303 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABR.PR.C | ARBOR REALTY TRUST | 8009 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABRN | ARBOR REALTY TRUST INC 7.375% | 2018-04-26 | 2018-04-25 | |
| NYSE | e | ABT | ABBOTT LABORATORIES | 6722956 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ABX | BARRICK GOLD | 5864108 | 2018-11-13 | 2018-11-13 |
| NYSE | e | AC | ASSOCIATED CAPITAL GROUP INC | 24019 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ACA | ARCOSA INC | 335290 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ACB | AURORA CANNABIS INC | 2966049 | 2018-11-13 | 2018-11-13 |
| NYSE | e | ACC | AMERICAN CAMPUS | 464394 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACCO | ACCO BRANDS | 371918 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACE | ACE | 2016-01-14 | 2016-01-14 | |
| NYSE | e | ACH | ALUMINUM CORP | 56205 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACM | AECOM | 771389 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACN | ACCENTURE | 1983494 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACP | AVENUE INCOME CREDIT STRATEGY | 25000 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ACRE | ARES COMMERCIAL REAL | 113867 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ACT.PR.A | ACTAVIS PLC PR SER A 5.5% | 2015-06-12 | 2015-06-12 | |
| NYSE | e | ACV | ALLIANZGI DIVERSIFIED INCOME & CONV | 760486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ADC | AGREE REALTY | 267137 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ADM | ARCHER-DANIELS MIDLAND | 4454423 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ADNT | ADIENT PLC | 828663 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ADS | ALLIANCE DATA SYSTEMS | 552784 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ADSW | ADVANCED DISPOSAL SERVICES INC | 357329 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ADT | ADT INC | 742757 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ADX | ADAMS DIVERSIFIED EQUITY FUND | 182465 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AEB | AEGON NV | 9561 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AED | AEGON NV PERPETUAL CAPITAL SECURITY | 11826 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AEE | AMEREN | 1119544 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AEG | AEGON | 898202 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AEH | AEGON NV 6.375% PERPETUAL CAPI | 14170 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AEL | AMERICAN EQUITY INVEST | 473730 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AEM | AGNICO EAGLE MINES LTD | 1757508 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AEO | AMERICAN EAGLE | 3335884 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AEP | AMERICAN ELECTRIC POWER | 2224398 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AER | AERCAP HOLDINGS NV | 827837 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AES | AES | 2377154 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AET | AETNA | 1569705 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFB | ALLIANCEBERNSTEIN NAT MUNI INC | 16433 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFC | ARES CAPITAL 6 7/8 % NOTES 200 | 8964 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFG | AMERICAN FINANCIAL GROUP | 352641 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFGE | AMERICAN FINANCIAL GROUP INC 6% | 11857 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFGH | AMERICAN FINANCIAL GROUP INC | 9676 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFI | ARMSTRONG FLOORING INC | 186322 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFL | AFLAC | 3297291 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.A | AMTRUST FINANCIAL SERVICES INC | 13380 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.B | AMTRUST FINANCIAL SERVICES SER | 24203 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.C | AMTRUST FINANCIAL SERVICES INC | 16548 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.D | AMTRUST FINANCIAL SERVICES INC PR | 19289 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.E | AMTRUST FINANCIAL SERVICES INC | 16544 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSI.PR.F | AMTRUST FINANCIAL SERVICES INC PR F | 14617 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AFSS | AMTRUST FINANCE SERVICES 7.25% | 10417 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFST | AMTRUST FINANCIAL SERVICES 7.50 SUB NOTES | 9629 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AFT | APOLLO SENIOR FLOATING RATE FU | 33694 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AG | FIRST MAJESTIC SILVER | 1446404 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGCO | AGCO | 694618 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AGD | ABERDEEN GLOBAL DYNAMIC DIVIDEND | 40951 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGI | ALAMOS GOLD INC | 879049 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGM | FEDERAL AGRICULTURAL MTG | 35992 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AGM.A | FEDERAL AGRICULTURAL MTG | 8778 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AGM.PR.A | FEDERAL AGRICULTURAL MTG | 7213 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGM.PR.B | FEDERAL AG MTG CORP 6.875% | 7092 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AGM.PR.C | FEDERAL AGRICULTGURAL MORTGATE | 6845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGN | ALLERGAN INC | 1376726 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGN.PR.A | ALLERGAN INC A PR | 2018-02-28 | 2018-02-28 | |
| NYSE | e | AGO | ASSURED GUARANTY | 564663 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGO.PR.B | ASSURED GUARANTY MUNI PR | 7433 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGO.PR.E | ASSURED GUARANTY MUNI PR | 11171 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGO.PR.F | ASSURED GUARANTY MUNI PR | 7777 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGR | AVANGRID INC | 447080 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AGRO | ADECOAGRO SA | 218726 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGS | PLAYAGS INC | 189528 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AGX | ARGAN | 190534 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AHC | AH BELO | 13776 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHH | ARMADA HOFFLER PROPERTIES INC | 270720 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AHL | ASPEN INSURANCE HOLDINGS | 452536 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHL.PR.C | ASPEN INSURANCE HOLDINGS PR | 12444 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHL.PR.D | ASPEN INSURANCE HOLDINGS LTD | 9263 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT | ASHFORD HOSPITALITY TRUST | 282874 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT.PR | ASHFORD HOSPITALITY TRUST INC PR | |||
| NYSE | e | AHT.PR.D | ASHFORD HOSPITALITY TRUST | 8661 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT.PR.F | ASHFORD HOSPITALITY TRUST INC PR F | 8583 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT.PR.G | ASHFORD HOSPITALITY TRUST PR G | 8160 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT.PR.H | ASHFORD HOSPITALITY TRUST PR H | 9014 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AHT.PR.I | ASHFORD HOSPITALITY TRUST INC PR SER I | 9293 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AI | ARLINGTON ASSET INVESTMENT | 252618 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AI.PR.B | ARLINGTON ASSET INVESTMENT CORP PR | 6869 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIC | ARLINGTON ASSET INVESTMENT CORP | 7318 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIF | APOLLO TACTIAL INCOME FUND INC | 23865 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIG | AMERICAN INTL | 3790024 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIG.WS | AMERICAN INTL GROUP | 100144 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIN | ALBANY INTL | 184508 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AIR | AAR | 308011 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AIT | APPLIED INDUSTRIAL | 179701 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AIV | APARTMENT INVESTMENT | 1184458 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AIV.PR.A | APARTMENT INVESTMENT & MANAG | 8937 | 2018-11-13 | 2018-11-09 |
| NYSE | e | AIW | ARLINGTON ASSET INVESTMENT CORP | 7010 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AIY | APOLLO INVESTMENT CORP 6.875% | 7746 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIZ | ASSURANT | 494707 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AIZP | ASSURANT INC 6.5% SER D PR | 84414 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AJG | ARTHUR J GALLAGHER | 940046 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AJRD | AEROJET ROCKETDYNE HOLDINGS INC | 524468 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AJX | GREAT AJAX CORP | 27790 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AJXA | GREAT AJAX CORP 7.25% SENIOR NOTES 2024 | 10182 | 2018-11-13 | 2018-11-09 |
| NYSE | e | AKO.A | EMBOTELLADORA ANDINA | 8116 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AKO.B | EMBOTELLADORA ANDINA | 15569 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AKP | ALLIANCE CA MUNI INCOME C | 14298 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AKR | ACADIA REALTY TRUST | 554287 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AKS | AK STEEL HOLDINGS | 1603921 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AL | AIR LEASE | 624423 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALB | ALBEMARLE | 1147285 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALE | ALLETE | 311849 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALEX | ALEXANDER & BALDWIN | 276443 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALG | ALAMO GROUP | 45586 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALK | ALASKA AIR GROUP | 1107685 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALL | ALLSTATE | 1399754 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALL.PR.A | ALLSTATE CORP | 8762 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALL.PR.B | ALLSTATE PR B 5.10% | 10265 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALL.PR.D | ALLSTATE PR D | 7602 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALL.PR.E | ALLSTATE CORP PR E | 9570 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALL.PR.F | ALLSTATE CORP SERIES F PR | 9246 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALL.PR.G | ALLSTATE CORP SER G PR | 11640 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALLE | ALLEGION PLC | 675852 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALLY | ALLY FINANCIAL INC | 3128035 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALLY.PR.A | GMAC CAPITIAL TRUST | 20786 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALP.PR.Q | ALABAMA POWER CO PR Q | 8983 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ALSN | ALLISON TRANSMISSION | 687568 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ALV | AUTOLIV | 930691 | 2018-11-13 | 2018-11-13 |
| NYSE | e | ALX | ALEXANDER'S | 26840 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AM | ANTERO RESOURCES MIDSTREAM LLC | 296203 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMBR | AMBER ROAD INC | 77693 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMC | AMC ENTERTAINMENT HOLDINGS INC | 1162380 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AME | AMETEK | 1301498 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMG | AFFILIATED MANAGERS GROUP | 489023 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMGP | ANTERO MIDSTREAM GROUP LP | 451800 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AMH | AMERICAN HOMES 4 RENT | 2069766 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMH.PR.D | AMERICAN HOMES 4 RENT SER D PR | 10152 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMH.PR.E | AMERICAN HOMES 4 RENT PR E | 9042 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMH.PR.F | AMERICAN HOMES 4 SALE 5.875% SER F PR | 8223 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMH.PR.G | AMERICAN HOMES 4 RENT SER G PR | 7979 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMH.PR.H | AMERICAN HOMES 4 RENT SER H PR | 10590 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMID | AMERICAN MIDSTREAM | 113774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMN | AMN HEALTH CARE SERVICES | 294723 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AMOV | AMARICA MAVIL SAB DE CONV | 65386 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AMP | AMERIPRISE FINANCIAL | 937049 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AMP.PR.A | AMERIPRISE FINANCIAL | 2014-06-13 | 2014-06-13 | |
| NYSE | e | AMRC | AMERESCO | 145167 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AMRX | AMNEAL PHARMACEUTICALS INC | 658387 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AMT | AMERICAN TOWER | 2018-11-13 | 2018-11-12 | |
| NYSE | e | AMT.PR.B | AMERICAN TOWER CORP SER B 5. | 2018-02-14 | 2018-02-14 | |
| NYSE | e | AMX | AMERICA MOVIL | 2715837 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AN | AUTONATION | 629212 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANDX | ANDEAVOR LOGISTICS | 351570 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANET | ARISTA NETWORKS INC | 796284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANF | ABERCROMBIE & FITCH | 1464224 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANFI | AMIRA NATURE FOODS | 82990 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANH | ANWORTH MTG ASSET | 270544 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANH.PR.A | ANWORTH MTG ASSET | 7054 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANH.PR.B | ANWORTH MTG ASSET | 8492 | 2018-11-13 | 2018-11-01 |
| NYSE | e | ANH.PR.C | ANWORTH MTG ASSET CORP PR | 7391 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ANTM | ANTHEM INC | 1012005 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ANW | ||||
| NYSE | e | AOD | ABERDEEN TOTAL DYNAMIC DIVIDEND | 176637 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AON | AON | 823036 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AOS | AO SMITH CORP | 1817530 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AP | AMPCO-PITTSBURGH | 36205 | 2018-11-12 | 2018-11-12 |
| NYSE | e | APA | APACHE | 2272119 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APAM | ARTISAN PARTNERS ASSET MANAGEM | 420682 | 2018-11-12 | 2018-11-12 |
| NYSE | e | APB | ASIA PACIFIC FUND COMMON | 27294 | 2018-11-12 | 2018-11-12 |
| NYSE | e | APC | ANADARKO PETROLEUM | 3403786 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APD | AIR PRODUCTS & CHEMICALS | 822802 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APF | MS ASIA PACIFIC COMMON | 35748 | 2018-11-12 | 2018-11-12 |
| NYSE | e | APH | AMPHENOL | 1210721 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APHA | APHRIA INC | 1434838 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APLE | APPLE HOSPITALITY REIT INC | 986283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APO | APOLLO GLOBAL MGMT | 612511 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APO.PR.A | APOLLO GLOBAL MGMT LLC PR A | 9217 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APO.PR.B | APOLLO GLOBAL MGMT LLC SER B PR | 9770 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APRN | BLUE APRON HOLDINGS INC | 184888 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APTS | PR APARTMENT | 233568 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APTV | APTIV PLC | 1581850 | 2018-11-12 | 2018-11-12 |
| NYSE | e | APU | AMERIGAS PARTNERS | 138193 | 2018-11-13 | 2018-11-12 |
| NYSE | e | APY | APERGY CORP | 219442 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AQ | AQUANITA CORP | 142249 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AQN | ALGONQUIN POWER & UTIL CORP | 436977 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AQNA | ALGONQUIN POWER & UTIL 6.875% NOTES | 12289 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AQUA | EVOQUA WATER TECHNOLOGIES CORP | 444430 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AR | ANTERO RESOURCES CORP | 3885450 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARA | AMERICAN RENAL ASSOCIATES HOLDINGS INC | 190145 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARC | ARC DOCUMENT SOLUTIONS | 82010 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARCH | ARCH COAL INC | 228822 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARCO | ARCOS DORADOS HOLDINGS | 241096 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARD | ARDAGH GROUP SA | 51263 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ARDC | ARES DYNAMIC CREDIT ALLOCATION | 43494 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARE | ALEXANDRIA REAL ESTATE | 548608 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ARE.PR.D | ALEXANDRIA REAL ESTATE EQUITIES INC PR | 306968 | 2018-11-13 | 2018-11-09 |
| NYSE | e | ARES | ARES MGMT LP | 2018-11-12 | 2018-11-12 | |
| NYSE | e | ARES.PR.A | ARES MGMT LP | 8666 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARGD | ARGO GROUP US 6.5% SENIOR NOTES 2042 | 7414 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARGO | ARGO GROUP INTL HOLDINGS LTD | 94364 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ARI | APOLLO COMMERCIAL | 829733 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARI.PR.C | APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 10486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARL | AMERICAN REALTY INVESTORS | 19926 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ARLO | ARLO TECHNOLOGIES INC | 115295 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARMK | ARAMARK | 1200405 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARNC | ARCONIC INC | 2266581 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AROC | ARCHROCK INC | 954784 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ARR | ARMOUR RESIDENTIAL REIT INC | 2018-11-13 | 2018-11-12 | |
| NYSE | e | ARR.PR.A | ARMOUR RESIDENTIAL REIT | 8973 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARR.PR.B | ARMOUR RESIDENTIAL REIT INC PR | 7929 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ARW | ARROW ELECTRONICS | 575423 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASA | ASA GOLD & PRECIOUS METALS L | 26254 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASB | ASSOCIATED BANC-CORP | 2257304 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASB.PR.C | ASSOCIATED BANC-CORP PR C | 2018-11-13 | 2018-11-12 | |
| NYSE | e | ASB.PR.D | ASSOCIATED BANC-CORP PR D | 7633 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ASB.PR.E | ASSOCIATED BANC-CORP CL E PR | 8799 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ASC | ARDMORE SHIPPING CORP | 110317 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ASG | LIBERTY ALL-STAR GROWTH COMMON | 63219 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ASGN | ON ASSIGNMENT | 452276 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASH | ASHLAND GLOBAL HOLDINGS INC | 586660 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ASIX | ADVANSIX INC | 195005 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASPN | ASPEN AEROGELS INC | 2018-11-12 | 2018-11-12 | |
| NYSE | e | ASR | GRUPO AEROPORTUARIO DEL | 185266 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ASX | ASE TECH HOLDING INC | 213653 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AT | ATLANTIC POWER CORP | 122493 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATE | ADVANTEST | 2016-04-21 | 2016-04-21 | |
| NYSE | e | ATEN | A10 NETWORKS | 214703 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATGE | ADTELEM GLOBAL EDUCATION INC | 502137 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ATH | ATHENE HOLDING LTD | 587047 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATHM | AUTOHOME INC | 462928 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATI | ALLEGHENY TECHNOLOGIES | 1344631 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATKR | ATKORE INTL GROUP INC | 380559 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATO | ATMOS ENERGY | 411551 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ATR | APTARGROUP | 335547 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ATTO | ATENTO SA | 56926 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ATU | ACTUANT | 447487 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ATUS | ALTICE USA INC | 3310186 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ATV | ACORN INTL | 12940 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AU | ANGLOGOLD | 2540958 | 2018-11-13 | 2018-11-13 |
| NYSE | e | AUO | AU OPTRONICS | 2018-11-13 | 2018-11-12 | |
| NYSE | e | AUY | YAMANA GOLD | 903961 | 2018-11-13 | 2018-11-13 |
| NYSE | e | AVA | AVISTA | 154138 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AVAL | GRUPO AVAL ACCIONES Y VALORES | 111670 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AVB | AVALONBAY COMMUNITIES | 647260 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AVD | AMERICAN VANGUARD | 91705 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AVH | AVIANCA HOLDINGS SA | 23671 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AVI | ADVANTAGE INSURANCE INC | |||
| NYSE | e | AVK | ADVENT CLAYMORE CONV & INCOME | 65169 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AVLR | AVALARA INC | 165619 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AVNS | AVANOS MEDICAL INC | 308439 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AVP | AVON PRODUCTS | 596503 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AVX | AVX | 463410 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AVY | AVERY DENNISON | 2018-11-12 | 2018-11-12 | |
| NYSE | e | AVYA | AVAYA HOLDINGS CORP | 461033 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INC | 115486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AWI | ARMSTRONG WORLD INDSTRIES | 461212 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AWK | AMERICAN WATER WORKS | 747720 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AWP | ABERDEEN GLOBAL PREMIER PROPERTY | 95036 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AWR | AMERICAN STATES WATER | 234625 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AX | AXOS FINANCIAL INC | 337711 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXE | ANIXTER INTL | 194063 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AXL | AMERICAN AXLE & MFG HOLDINGS | 1978779 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXO | AXOS FINANCIAL INC 6.25% NOTES | 7344 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXP | AMERICAN EXPRESS | 3379436 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXR | AMREP | 8916 | 2018-11-13 | 2018-11-08 |
| NYSE | e | AXS | AXIS CAPITAL HOLDINGS | 405422 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AXS.PR.D | AXIS CAPITAL HOLDINGS PR D | 8780 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXS.PR.E | AXIS CAPITAL HOLDINGS LTD | 11061 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AXTA | AXALTA COATING SYSTEMS LTD | 1575455 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AYI | ACUITY BRANDS | 464077 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AYR | AIRCASTLE | 479506 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AYX | ALTERYX INC | 505668 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AZN | ASTRAZENECA | 5011669 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AZO | AUTOZONE | 577543 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AZRE | AZURE POWER GLOBAL LTD | 19567 | 2018-11-13 | 2018-11-12 |
| NYSE | e | AZUL | AZUL SA | 1719621 | 2018-11-12 | 2018-11-12 |
| NYSE | e | AZZ | AZZ INC | 197193 | 2018-11-12 | 2018-11-12 |
| NYSE | e | B | BARNES GROUP | 245705 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BA | BOEING | 2063263 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BABA | ALIBABA GROUP HOLDING LTD | 6087080 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BAC | BANK of AMERICA CORP | 12813751 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BAC.PR.A | BANK of AMERICA CORP PR A | 10780 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.PR.B | BANK of AMERICA SER B PR | 13038 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAC.PR.C | BANK of AMERICA CORP PR | 13118 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.PR.E | BANK of AMERICA CORP | 8559 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAC.PR.K | BANK of AMERICA SER K PR | 27450 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.PR.L | BANK of AMERICA CORP | 9655 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.PR.W | BANK of AMERICA PR CL W | 13784 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.PR.Y | BANK of AMERICA CORP PR Y DPS | 10878 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAC.WS.A | BANK of AMERICA WTS CL A | 219030 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAC.WS.B | BANK of AMERICA WTS CL B | 822 | 2018-10-24 | 2018-10-24 |
| NYSE | e | BAF | BLACKROCK MUNI IN INVEST QUALITY TRUST | 15923 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAH | BOOZ ALLEN HAMILTON | 787257 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAK | BRASKEM | 1446434 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAM | BROOKFIELD ASSET | 2824846 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BANC | BANC of CALIFORNIA | 570166 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BANC.PR.C | BANC of CALIFORNIA INC 8% SERIES | 2018-09-14 | 2018-09-14 | |
| NYSE | e | BANC.PR.D | BANC of CALIFORNIA INC D PR | 7505 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BANC.PR.E | BANC of CALIFORNIA INC 40TH of 7% NCPPS | 8568 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAP | CREDICORP | 177408 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BAS | BASIC ENERGY SERVICES | 181280 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BAX | BAXTER INTL | 2280406 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BB | BLACKBERRY LTD COMMON | 2361390 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBD | BANK BRADESCO | 4162702 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBDC | BARINGS BDC INC | 197866 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBDO | BANK BRADESCO | 158421 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBF | BLACKROCK MUNI INCOME INVEST | 18893 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBK | BLACKROCK MUNI-BOND COMMON | 16425 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBL | BHP BILLITON | 5560869 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BBN | BLACKROCK TAXABLE MUNI-BOND TRUST | 77880 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBT | BB&T | 6953131 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBT.PR.D | BB&T | 10433 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBT.PR.E | BB&T | 11657 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBT.PR.F | BB&T | 9829 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBT.PR.G | BB&T PR G | 10890 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBT.PR.H | BB&T CORP | 11547 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBU | BROOKFIELD BUSINESS PARTNERS LP | 62294 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BBVA | BANCO BILBAO VIZCAYA | 1431208 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BBW | BUILD-A-BEAR WORKSHOP | 33004 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBX | BBX CAPITAL CORP | 162350 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BBY | BEST BUY | 1687788 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BC | BRUNSWICK | 599206 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BC.PR.A | BRUNSWICK CORP 6.5% NOTES | 10039 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BCC | BOISE CASCADE LLC | 443104 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BCE | BCE | 2808403 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BCEI | BONANZA CREEK ENERGY | 221995 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BCH | BANCO DE CHILE | 24444 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BCO | BRINKS CO | 361768 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BCRH | BLUE CAPITAL REINSURANCE HOLDINGS | 15952 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BCS | BARCLAYS | 1342098 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BCS.PR.D | BARCLAYS BANK | 9060 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BCX | BLACKROCK RESOURCES & COMMDTY | 109858 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BDC | BELDEN | 494408 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BDC.PR.B | BELDEN INC DEP SHARES CL B | 172904 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BDJ | BLACKROCK ENHANCED EQUITY DIVIDEND | 236367 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BDN | BRANDYWINE REALTY TRUST | 1072755 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BDX | BECTON DICKINSON | 1048413 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BDXA | BECTON DICKINSON & CO | 615580 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BE | BLOOM ENERGY CORP | 180031 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BEDU | BRIGHT SCHOLAR EDUCATION HOLDINGS LTD | 86308 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BEL | BELMOND LTD | 639080 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BEN | FRANKLIN RESOURCES INC | 4293228 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BEP | BROOKFIELD RENEWABLE PARTNERS LP | 385452 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BERY | BERRY GLOBAL GROUP INC | 632782 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BETR | AMPLIFY SNACK BRANDS INC | 2018-01-31 | 2018-01-30 | |
| NYSE | e | BF.A | BROWN-FORMAN | 155741 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BF.B | BROWN-FORMAN | 742798 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BFAM | BRIGHT HORIZONS FAMILY SOLUTIO | 243741 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BFK | BLACKROCK MUNI INCOME COM | 56592 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BFO | BLACKROCK FL MUNI 2020 CO | 12261 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BFR | BBVA BANCO FRANCES | 246093 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BFS | SAUL CENTERS | 45237 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BFS.PR.C | SAUL CENTERS PR C | 7195 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BFS.PR.D | SAUL CENTERS INC PR CL D | 7584 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BFY | BLACKROCK NY MUNI INC II | 12980 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BFZ | BLACKROCK CA MUNI INCOME | 25078 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BG | BUNGE | 682395 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGB | BLACKSTONE/GSO STRATEGIC CREDIT | 166730 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BGCA | BGC PARTNERS INC | 2018-09-04 | 2018-09-04 | |
| NYSE | e | BGG | BRIGGS & STRATTON | 438156 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BGH | BARINGS SHORT DURATION HI YIELD | 25989 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGIO | BLACKROCK 2022 GLOBAL INCOME OPPORTUNITY FUND | 18150 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGR | BLACKROCK ENERGY & RESOURCES C | 48103 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGS | B&G FOODS | 557358 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGT | BLACKROCK FLOATING RATE INC TRUST | 21861 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGX | BLACKSTONE/GSO LS CREDIT INC | 26838 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BGY | ENHANCED INTL DIVIDEND TRUST | 78581 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BH | BIGLARI HOLDINGS | 23720 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BH.A | BIGLARI HOLDINGS INC CL A | 11687 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHC | BAUSCH HEALTH COMPANIES INC | 3356184 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BHE | BENCHMARK ELECTRONICS | 706459 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHGE | BAKER HUGHES A GE CO | 4059380 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BHK | BLACKROCK CORE BOND COMMON | 58657 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHLB | BERKSHIRE HILLS BANCORP | 381161 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHP | BHP BILLITON | 4421091 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BHR | BRAEMAR HOTELS & RESORTS INC | 137764 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BHR.PR.B | BRAEMER HOTELS & RESORTS INC PR CL B | 7249 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHV | BLACKROCK VA MUNI-BOND CO | 8230 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BHVN | BIOHAVEN PHARMACEUTICALS HOLDING CO LTD | 135006 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BID | SOTHEBYS | 537355 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BIF | BOULDER GROWTH & INCOME COMMON | 67745 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BIG | BIG LOTS | 675486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BIN | PROGRESSIVE WASTE | 2016-05-31 | 2016-05-31 | |
| NYSE | e | BIO | BIO-RAD LABORATORIES | 215970 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BIO.B | BIO-RAD LABORATORIES | 56595 | 2018-11-12 | 2018-11-01 |
| NYSE | e | BIOA.WS | BIOAMBER INC WTS | 2017-05-03 | 2017-05-03 | |
| NYSE | e | BIP | BROOKFIELD INFRASTRUCTURE | 353427 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BIT | BLACKROCK MULTI SECTOR INCOME | 90181 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BITA | BITAUTO HOLDINGS | 433548 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BJ | BJS WHOLESALE CLUB HOLDINGS INC | 435222 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BJZ | BLACKROCK CA MUNI 2018 TERM CO | 18445 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BK | BANK of NEW YORK MELLON | 2018-11-13 | 2018-11-12 | |
| NYSE | e | BK.PR.C | BANK of NEW YORK MELLON | 21696 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKD | BROOKDALE SENIOR LIVING | 1511470 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKE | BUCKLE | 544961 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKFS | BLACK KNIGHT FINANCIAL SERVICES INC | 2017-09-29 | 2017-09-29 | |
| NYSE | e | BKH | BLACK HILLS | 426045 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BKI | BLACK IRON INC | 330725 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BKK | BLACKROCK MUNI 2020 COMMON | 15165 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKN | BLACKROCK INVEST QUALITY MUNI | 18535 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKS | BARNES & NOBLE | 538949 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKT | BLACKROCK INCOME TRUST COMMON | 19249 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BKU | BANKUNITED | 1334120 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BLD | TOPBUILD CORP | 373748 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BLE | BLACKROCK MUNI INCOME II | 21693 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BLH | BLACKROCK NY MUNI 2018 TERM CO | 19432 | 2018-11-12 | 2018-11-09 |
| NYSE | e | BLK | BLACKROCK | 1098234 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BLL | BALL CORP | 2943553 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BLW | BLACKROCK LTD DURATION INC | 31993 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BLX | BANCO LATINOAMERICANO | 188832 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BMA | MACRO BANK | 164067 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BME | BLACKROCK HEALTH SCIENCES COMMON | 46585 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BMI | BADGER METER | 167219 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BML.PR.G | BANK of AMERICA CORP | 7336 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BML.PR.H | BANK of AMERICA CORP | 8390 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BML.PR.J | BANK of AMERICA CORP | 8099 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BML.PR.L | BANK of AMERICA CORP | 9362 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BMO | BANK of MONTREAL | 2924098 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BMS | BEMIS | 258501 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BMY | BRISTOL-MYERS SQUIBB | 4494785 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BNED | BARNES & NOBLE EDUCATION INC | 159610 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BNS | BANK of NOVA | 3413422 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BNY | BLACKROCK NY MUNI INCOME | 17183 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BOE | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 159550 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BOH | BANK of HAWAII | 331585 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BOOT | BOOT BARN HOLDINGS INC | 563682 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BORN | CHINA NEW BORUN | 9935 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BOX | BOX INC | 1522623 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BP | BP | 9220266 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BPI | BRIDGEPOINT EDUCATION | 146285 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BPK | BLACKROCK MUNI 2018 TERM TRUST | 17244 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BPL | BUCKEYE PARTNERS LP | 586285 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BPMP | BP MIDSTREAM PARTNERS LP | 112111 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BPT | BP PRUDHOE BAY | 87452 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BQH | BLACKROCK NY MUNI-BOND CO | 9488 | 2018-11-13 | 2018-11-09 |
| NYSE | e | BR | BROADRIDGE | 855694 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BRC | BRADY | 368770 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BRFS | BRF SA | 1663641 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BRK.A | BERKSHIRE HATHAWAY | 654488 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BRK.B | BERKSHIRE HATHAWAY | 1889719 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BRO | BROWN & BROWN | 1609491 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BRS | BRISTOW GROUP | 572011 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BRSS | GLOBAL BRASS & COPPER HOLDIN | 157965 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BRT | BRT APARTMENTS CORP | 16314 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BRX | BRIXMOR PROPERTY GROUP INC | 1885575 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSA | BRIGHTSPHERE INVESTMENT GROUP PLC 5.125% NOTES 2031 | 12773 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSAC | BANCO SANTANDER CHILE | 187220 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BSBR | BANCO SANTANDER BRASIL | 2875075 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSD | BLACKROCK STRATEGIC MUNI COMMON | 17997 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BSE | BLACKROCK NY INSURED MUNI IN QUALITY | 11350 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BSIG | BRIGHTSPHERE INVESTMENT GROUP PLC | 360793 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSL | BLACKSTONE/GSO SENIOR FLOATING | 19185 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSM | BLACK STONE MINERALS LP | 141522 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BSMX | BANCO SANTANDER | 1280465 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BST | BLACKROCK SCIENCE & TECH | 74523 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BSTI | BEST INC | 380805 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BSX | BOSTON SCIENTIFIC | 5944431 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BT | BT GROUP | 1669353 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BTA | BLACKROCK LONG-TERM MUNI ADV C | 18883 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BTE | BAYTEX ENERGY | 865328 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BTI | BRITISH AMERICAN TOBACCO | 3150318 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BTO | JH BANK & THRIFT OPPORTUNITY C | 54670 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BTT | BLACKROCK MUNI 2030 TARGET TERM TRUST | 38243 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BTU | PEABODY ENERGY CORP | 370276 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BTZ | BLACKROCK CREDIT ALLOCATION TRUST | 85992 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BUD | ANHEUSER-BUSCH INBEV | 1971573 | 2018-11-13 | 2018-11-13 |
| NYSE | e | BUI | BLACKROCK UTIL & INFRA TRUST C | 24204 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BURL | BURLINGTON STORES INC | 745774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BV | BRIGHTVIEW HOLDINGS INC | 149493 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BVN | BUENAVENTURA MINING | 1014010 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BW | BABCOCK & WILCOX ENTERPRISES INC | 75958 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BWA | BORGWARNER | 1448876 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BWG | BRANDYWINE GLOBAL INCOME OPPORTUNITIES FUND | 17496 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BWXT | BWX TECHNOLOGIES INC | 612377 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BX | BLACKSTONE GROUP | 1791931 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXC | BLUELINX HOLDINGS | 172426 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXE | BELLATRIX EXPLORATION | 289113 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXG | BLUEGREEN VACATIONS CORP | 47719 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BXMT | BLACKSTONE MTG TRUST INC | 1497033 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXMX | NUVEEN S&P 500 BUY-WRITE INCOME | 126090 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXP | BOSTON PROPERTIES | 753226 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BXP.PR.B | BOSTON PROPERTIES INC PR B | 8417 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BXS | BANCORP SOUTH BANK | 962801 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BY | BYLINE BANCORP INC | 46122 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BYD | BOYD GAMING | 1266761 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BYM | BLACKROCK MUNI INCOME QUALITY TRUST | 20882 | 2018-11-12 | 2018-11-12 |
| NYSE | e | BZH | BEAZER HOMES USA | 436462 | 2018-11-13 | 2018-11-12 |
| NYSE | e | BZM | BLACKROCK MD MUNI-BOND COMMON | 13053 | 2018-11-12 | 2018-11-12 |
| NYSE | e | C | CITIGROUP | 11070038 | 2018-11-13 | 2018-11-13 |
| NYSE | e | C.PR.J | CITIGROUP INC PR J | 11361 | 2018-11-12 | 2018-11-12 |
| NYSE | e | C.PR.K | CITIGROUP INC PR K | 12423 | 2018-11-12 | 2018-11-12 |
| NYSE | e | C.PR.L | CITIGROUP INC PR L | 9495 | 2018-11-12 | 2018-11-12 |
| NYSE | e | C.PR.N | CITIGROUP CAPITAL | 14553 | 2018-11-13 | 2018-11-12 |
| NYSE | e | C.PR.P | CITIGROUP | 2018-02-14 | 2018-02-14 | |
| NYSE | e | C.PR.S | CITIGROUP INC PR S 1K TH of 6.3% NCPS | 10059 | 2018-11-12 | 2018-11-12 |
| NYSE | e | C.WS.A | CITIGOUP INC WTS/A | 9514 | 2018-11-13 | 2018-11-12 |
| NYSE | e | C.WS.B | CITIGOUP INC WTS/B | 2015-12-07 | 2015-12-07 | |
| NYSE | e | CAAP | CORP AMERICA AIRPORTS SA | 66172 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CABO | CABLE ONE INC | 61956 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CACI | CACI INTL | 210611 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CADE | CADENCE BANCORP | 1799581 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAE | CAE | 689598 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CAF | MS CHINA A SHARE COMMON | 75612 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CAG | CONAGRA BRANDS INC | 5630885 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAH | CARDINAL HEALTH | 2737087 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CAI | CAI INTL INC | 141783 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAI.PR.A | CAI INTL INC 8.5% SER A PR | 7308 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAI.PR.B | CAI INTL INC SER B PR | 7016 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAJ | CANON | 935181 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAL | CALERES INC | 358902 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CALX | CALIX | 435073 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CANG | CARGO INC | 7183 | 2018-11-13 | 2018-11-09 |
| NYSE | e | CAPL | CROSSAMERICA PARTNERS LP | 24090 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CARS | CARS COM INC | 502899 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CAT | CATERPILLAR | 3330316 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CATO | CATO | 272170 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CB | CHUBB | 1352758 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBA | CLEARBRIDGE AMERICAN ENERGY MI | 61178 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBB | CINCINNATI BELL | 359845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBB.PR.B | CINCINNATI BELL | 8761 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBD | BRAZILIAN DISTRIBUTION | 2649271 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBG | CBRE GROUP | 2018-03-19 | 2018-03-19 | |
| NYSE | e | CBH | ALLLIANZ GI CONV & INCOME 2024 TARGET | 24552 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBK | CHRISTOPHER & BANKS | 19320 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBL | CBL & ASSOCIATES PROPERTIES | 687283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBL.PR.D | CBL & ASSOCIATES PROPERTIES | 15243 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBL.PR.E | CBL & ASSOCIATES PROPERTIES | 13121 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBM | CAMBREX | 368750 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBO | NYSE ARCA TEST SYMBOL | 2016-08-11 | 2016-08-09 | |
| NYSE | e | CBPX | CONTINENTAL BUILDING PRODUCTS | 441660 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBRE | CBRE GROUP | 1659117 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBS | CBS | 1310763 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CBS.A | CBS | 389235 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBT | CABOT | 430702 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBU | COMMUNITY BANK SYSTEM | 287373 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CBX | NYSE ARCA TEST SYMBOL | 2016-08-11 | 2016-06-23 | |
| NYSE | e | CBZ | CBIZ | 223279 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CC | CHEMOURS CO | 881210 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCC | CHURCHILL CAPITAL CORP | 7016 | 2018-11-12 | 2018-11-09 |
| NYSE | e | CCC.U | CHURCHILL CAPITAL CORP UNITS | 7027 | 2018-11-12 | 2018-11-08 |
| NYSE | e | CCC.WS | CHURCHILL CAPITAL CORP WTS | 908 | 2018-11-12 | 2018-11-09 |
| NYSE | e | CCEO | COCA-COLA EUROPEAN PARTNERS PLC | 486165 | 2018-11-06 | 2018-11-06 |
| NYSE | e | CCEP | COCA-COLA EUROPEAN PARTNERS PLC | 441276 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCH.U | COLLIER CREEK HOLDINGS UNITS | 9343 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CCI | CROWN CASTLE | 1510284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCI.PR.A | CROWN CASTLE INTL CORP PR A | 216998 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CCJ | CAMECO | 3307748 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCK | CROWN HOLDINGS | 1109293 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCL | CARNIVAL | 3888619 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCM | CONCORD MEDICAL SERVICES | 8223 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCO | CLEAR CHANNEL OUTDOOR | 51057 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCR | CONSOLIDATED COAL RESOURCES LP | 30777 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCS | CENTURY COMMUNITIES INC | 700223 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCT | CORPORATE CAPITAL TRUST INC | 169701 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CCU | UNITED BREWERIES CO | 132324 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CCZ | COMCAST 2 % ZERO PREMIUM OPTIO | 6871 | 2018-11-12 | 2018-11-09 |
| NYSE | e | CDAY | CERIDIAN HCM HOLDINGS INC | 262937 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CDE | COUER MINING INC | 1651309 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CDR | CEDAR REALTY TRUST | 160538 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CDR.PR.B | CEDAR REALTY TRUST | 7385 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CDR.PR.C | CEDAR REALTY TRUST INC PR C | 8106 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CE | CELANESE | 1084794 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CEA | CHINA EASTERN AIRLINES | 33126 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CEE | CENTRAL & EASTERN EUROPE FUND INC | 21318 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CEIX | CONSOLIDATED ENERGY INC | 221310 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CEL | CELLCOM ISRAEL | 40742 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CELP | CYPRESS ENERGY PARTNERS LP | 11240 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CEM | CLEARBRIDGE MLP & MIDSTREAM FUND INC | 135924 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CEN | CENTER COAST BROOKFIELD MLP & INFRASTRUCTURE | 103448 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CEO | CNOOC | 204013 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CEPU | CENTRAL PUERTO SA | 101093 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CEQP | CRESTWOOD EQUITY PARTNERS LP | 301240 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CF | CF INDUSTRIES HOLDINGS | 1636026 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CFG | CITIZENS FINANCIAL GROUP INC | 7797474 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CFR | CULLEN FROST BANKERS | 519328 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CFR.PR.A | CULLEN/FROST BANKERS INC PR | 7769 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CFX | COLFAX | 853662 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CGA | CHINA GREEN AGRICULTURE | 18608 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CGC | CANOPY GROWTH CORP | 3804636 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CHA | CHINA TELECOM | 75604 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHAP | CHAPARRAL ENERGY INC | 8972 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHCT | COMMUNITY HEALTH CARE TRUST INC | 63579 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHD | CHURCH & DWIGHT CO | 1410627 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHE | CHEMED | 140107 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHGG | CHEGG INC | 960595 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHH | CHOICE HOTELS | 381803 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHK | CHESAPEAKE ENERGY | 3437060 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHK.PR.D | CHESAPEAKE ENERGY | 8965 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHKR | CHESAPEAKE GRANITE WASH | 11211 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHL | CHINA MOBILE | 918871 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHMI | CHERRY HILL MTG INVESTMENTS | 123411 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHMI.PR.A | CHERRY HILL MTG INVESTMENT CORP PR A | 7169 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CHN | CHINA FUND INC COMMON | 26422 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHRA | CHARAH SOLUTIONS INC | 49023 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHS | CHICOS FAS | 1851238 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHSP | CHESAPEAKE LODGING TRUST | 348382 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CHT | CHUNGHWA TELECOM | 2018-11-12 | 2018-11-12 | |
| NYSE | e | CHU | CHINA UNICOM | 450406 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CI | CIGNA | 1361552 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIA | CITIZENS | 61160 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIB | BANCOLOMBIA | 193953 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIC | CAPITAL INVESTMENT CORP IV | 7071 | 2018-11-12 | 2018-11-07 |
| NYSE | e | CIC.U | CAPITAL INVESTMENT CORP IV UNITS | 7046 | 2018-11-12 | 2018-11-06 |
| NYSE | e | CIC.WS | CAPITAL INVESTMENT CORP IV WTS | 963 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIEN | CIENA CORP | 3185748 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIF | MFS INTERMEDIATE HIGH INCOME C | 22212 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIG | ENERGY CO of MINAS | 1220923 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIG.C | ENERGY CO of MINAS | 80481 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CII | BLACKROCK ENHANCED CAP & INCOME C | 61771 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIM | CHIMERA INVESTMENT | 1043704 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIM.PR.A | CHIMERA INVESTMENT CORP | 8518 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIM.PR.B | CHIMERA INVESTMENT CORP PR B | 11403 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIM.PR.C | CHIMERA INVESTMENT CORP CL C PR | 10486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CINR | CINER RESOURCES LP | 14897 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIO | CITY OFFICE REIT | 181645 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIO.PR.A | CITY OFFICE REIT INC PR CL A | 7775 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CIR | CIRCOR INTL | 180040 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CISN | CISION LTD | 227343 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIT | CIT GROUP | 964092 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CIVI | CIVITAS SOLUTIONS INC | 23038 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CJ | C&J ENERGY SERVICES INC | 492731 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CKH | SEACOR HOLDINGS | 132297 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CL | COLGATE-PALMOLIVE | 4550768 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLAC | CAPITOL ACQUISITION CORP III COMMON | 2017-06-29 | 2017-06-29 | |
| NYSE | e | CLB | CORE LABORATORIES | 430529 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLD | CLOUD PEAK ENERGY | 144807 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLDR | CLOUDERA INC | 3021886 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLDT | CHATHAM LODGING | 266305 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLF | CLEVELAND-CLIFFS INC | 3422222 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLGX | CORELOGIC | 445988 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLH | CLEAN HARBORS | 389632 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLI | MACK-CALIFORNIA REALTY | 475905 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLNC | COLONY CREDIT REAL ESTATE INC | 229917 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLNS.PR.G | COLONY CAPITAL INC PR CL G | 2018-06-22 | 2018-06-22 | |
| NYSE | e | CLNY | COLONY CAPITAL INC | 673556 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.B | COLONY CAPITAL INC PR CL B | 13106 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.E | COLONY CAPITAL INC PR CL E | 8317 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.G | COLONY CAPITAL PR CL G | 7921 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.H | COLONY CAPITAL INC PR CL H | 8664 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.I | COLONY CAPITAL INC PR CL I | 9459 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLNY.PR.J | COLONY CAPITAL INC PR CL J | 8981 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLPR | CLIPPER REALTY INC | 29559 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CLR | CONTINENTAL RESOURCES | 1441894 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLS | CELESTICA | 821927 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLW | CLEARWATER | 152143 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CLX | CLOROX | 1048655 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CM | CANADIAN IMP BANK of COMMERCE | 1454656 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CMA | COMERICA | 1773665 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMA.WS | COMERICA INC | 2018-11-09 | 2018-11-09 | |
| NYSE | e | CMC | COMMERCIAL METALS | 1139893 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMCM | CHEETAH MOBILE INC | 208863 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CMD | CANTEL MEDICAL CORP | 210607 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMG | CHIPOTLE MEXICAN GRILL | 823430 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMI | CUMMINS | 1158583 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMN | CANTEL MEDICAL CORP | |||
| NYSE | e | CMO | CAPSTEAD MTG | 730845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMO.PR.E | CAPSTEAD MTG PR E | 8624 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMP | COMPASS MINERALS | 329825 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMRE | COSTAMARE | 226964 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMRE.PR.B | COSTAMARE INCE | 7560 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMRE.PR.C | COSTAMARE INC 8.5% PR C | 8033 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMRE.PR.D | COSTAMARE INC | 10315 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMRE.PR.E | COSTAMARE INC 8.875% SER E PR | 9323 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMS | CMS ENERGY | 3097387 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CMS.PR.B | CONSUMERS ENERGY CO | 6852 | 2018-11-12 | 2018-11-09 |
| NYSE | e | CMSA | CMS ENERGY 5.625% DEBENTURES 2078 | 9915 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CMSC | CMS ENERGY CORP 5.875% NOTES | 9968 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CMU | MFS HIGH YIELD MUNI TRUST | 17263 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNA | CNA FINANCIAL | 272878 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CNC | CENTENE | 1120124 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNDT | CONDUENT INC | 2106242 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNF | CNFINANCE HOLDINGS LTD | 9763 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNHI | CNH INDUSTRIAL NV | 1593679 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNI | CANADIAN NATIONAL RAILWAY | 1487206 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNK | CINEMARK HOLDINGS | 805739 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNNE | CANNAE HOLDINGS INC | 385614 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CNO | CNO FINANCIAL GROUP | 1425557 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNP | CENTERPOINT ENERGY | 3854623 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNP.PR.B | CENTERPOINT ENERGY INC SER B PR | 314501 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CNQ | CANADIAN NATURAL | 7951341 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNS | COHEN & STEERS | 163520 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CNX | CNX RESOURCES CORP | 2902111 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CNXM | CNX MIDSTREAM PARTNERS LP | 95207 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CO | GLOBAL CORD BLOOD CORP | 68614 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CODI | COMPASS DIVERSIFIED | 144338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CODI.PR.A | COMPASS DIVERSIFIED HOLDINGS PR A | 8256 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CODI.PR.B | COMPASS DIVERSIFIED HOLDINGS 7.875% SER B PR | 10451 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COE | CHINA ONLINE EDUCATION GROUP ADR | 14104 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COF | CAPITAL ONE FINANCIAL | 2279367 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COF.PR.C | CAPITAL ONE FINANCIAL SERIES C | 10029 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COF.PR.D | CAPITAL ONE FINANCIAL CORP DEP | 20166 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COF.PR.F | CAPITAL ONE FINANCIAL CORP | 10300 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COF.PR.G | CAPITAL ONE FINANCIAL PR SER G | 10876 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COF.PR.H | CAPITAL ONE FINANCIAL CORP PR H | 10075 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COF.PR.P | CAPITAL ONE FINANCIAL | 10585 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COF.WS | CAPITAL ONE FINANCIAL CORP WARRA | 2018-11-09 | 2018-11-09 | |
| NYSE | e | COG | CABOT OIL & GAS | 6883627 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COL | ROCKWELL COLLINS | 992463 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COLD | AMERICOLD REALTY TRUST | 356730 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COO | COOPER | 375433 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COP | CONOCOPHILLIPS | 4417453 | 2018-11-13 | 2018-11-13 |
| NYSE | e | COR | CORESITE REALTY | 331005 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CORR | CORENERGY INFRASTRUCTURE | 2018-11-13 | 2018-11-12 | |
| NYSE | e | CORR.PR.A | CORENERGYINFRASTRUCTURE TRUST | 9724 | 2018-11-13 | 2018-11-12 |
| NYSE | e | COT | COTT | 1524753 | 2018-11-12 | 2018-11-12 |
| NYSE | e | COTY | COTY INC | 2632818 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CP | CANADIAN PACIFIC RAILWAY | 1045995 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CPA | COPA HOLDINGS SA | 323219 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPAC | CEMENTOS PACASMAYO SAA | 10208 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPB | CAMPBELL SOUP | 2481244 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPE | CALLON PETROLEUM | 3376429 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPE.PR.A | CALLON PETROLEUM CO SERIES AP | 7652 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPF | CENTRAL PACIFIC FINANCIAL | 221302 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPG | CRESCENT POINT ENERGY CORP | 1573832 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPK | CHESAPEAKE UTIL | 47196 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CPL | CPFL ENERGIA | 578880 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPLG | COREPOINT LODGING INC | 156123 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CPS | COOPER STANDARD HOLDINGS | 271295 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CPT | CAMDEN PROPERTY TRUST | 510477 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CQZ/TEST | CQZ TEST | 2007-03-08 | ||
| NYSE | e | CR | CRANE | 446936 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRC | CALIFORNIA RESOURCES CORP | 1023488 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRCM | CARE.COM | 210116 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRD.A | CRAWFORD & CO | 14917 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRD.B | CRAWFORD & CO | 16508 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRH | CRH | 2981490 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRI | CARTER'S | 605064 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRK | COMSTOCK RESOURCES | 254462 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRL | CHARLES RIVER | 452751 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRM | SALESFORCE.COM | 2776288 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRR | CARBO CERAMICS | 299286 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CRS | CARPENTER TECH | 359038 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRT | CROSS TIMBERS ROYALTY | 15393 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CRY | CRYOLIFE | 217565 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CS | CREDIT SUISSE GROUP | 2233845 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CSG | CHAMBERS STREET PROPERTIES | 2015-12-17 | 2015-12-17 | |
| NYSE | e | CSL | CARLISLE COMPANIES | 384281 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CSLT | CASTLIGHT HEALTH | 129793 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CSS | CSS INDUSTRIES | 22549 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CSTM | CONSTELLIUM NV | 832619 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CSU | CAPITAL SENIOR LIVING | 189990 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CSV | CARRIAGE SERVICES | 146446 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CTAA | QWEST CORP 7% NOTES 2056 | 8567 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CTB | COOPER TIRE & RUBBER | 575519 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTBB | QWEST CORP 6.5% NOTES 2056 | 14526 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTDD | QWEST CORP 6.75% NOTES DUE 2057 | 11754 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTK | COOTEK (CAYMAN) INC | 15669 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTL | CENTURYLINK | 3069204 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTLT | CATALENT INC | 705355 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CTR | CLEARBRIDGE MLP & MIDSTREAM TOTAL RETURN | 39522 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CTRA | CONTURA ENERGY INC | 3845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTS | CTS | 303502 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CTT | CATCHMARK TIMBER TRUST INC | 288703 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTV | QWEST INC 7.875% PUBLIC INCOME | 11141 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTY | QWEST CORP 6.125% NOTES 2053 | 10997 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CTZ | NAMSYS INC | 9658 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUB | CUBIC | 138811 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUBE | CUBESMART | 1926872 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUBI | CUSTOMERS BANCORP | 337656 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CUBI.PR.C | CUSTOMERS BANCORP INC SER C PR | 6923 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUBI.PR.D | CUSTOMERS BANCORP INC PR D | 6829 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUBI.PR.E | CUSTOMERS BANCORP INC PR E | 7005 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUBI.PR.F | CUSTOMERS BANCORP INC PR F | 7737 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUK | CARNIVAL | 1903926 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CULP | CULP INC | 21617 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CURO | CURO GROUP HOLDINGS CORP | 222451 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CUZ | COUSINS PROPERTIES | 1337800 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVA | COVANTA HOLDINGS | 709870 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVC | CABLEVISION SYSTEMS | 2016-06-21 | 2016-06-20 | |
| NYSE | e | CVE | CENOVUS ENERGY | 3759826 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVEO | CIVEO CORP | 251343 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVI | CONV ENERGY | 590540 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVIA | COVIA HOLDINGS CORP | 152435 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVM.W | CEL-SCIENCE | 2014-02-06 | ||
| NYSE | e | CVNA | CARVANA CO | 590926 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVRR | CONV REFINING LP | 268509 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CVS | CVS HEALTH CORP | 3437236 | 2018-11-13 | 2018-11-13 |
| NYSE | e | CVX | CHEVRON | 3305729 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CW | CURTISS-WRIGHT | 287672 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CWEN | CLEARWAY ENERGY INC CL C | 415456 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CWEN.A | CLEARWAY ENERGY INC CL A | 173499 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CWH | CAMPING WORLD HOLDINGS INC | 360272 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CWK | CUSHMAN & WAKEFIELD PLC | 177342 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CWT | CALIFORNIA WATER | 281572 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CWZ | LEHMAN BROS ABS CORP TS RYL CRB | 2014-09-29 | 2014-09-29 | |
| NYSE | e | CX | CEMEX | 2392180 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CXE | MFS HIGH INCOME MUNI COMMON | 17689 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CXH | MFS INVESTMENT GRADE MUNI COMMON | 13853 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CXO | CONCHO RESOURCES | 1264979 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CXP | COLUMBIA PROPERTY TRUST INC | 1095074 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CXW | CORECIVIC INC | 516295 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CYD | CHINA YUCHAI | 28252 | 2018-11-12 | 2018-11-12 |
| NYSE | e | CYH | COMMUNITY HEALTH SYSTEMS | 602076 | 2018-11-13 | 2018-11-12 |
| NYSE | e | CZZ | COSAN | 857386 | 2018-11-13 | 2018-11-12 |
| NYSE | e | D | DOMINION RESOURCES | 2677197 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DAC | DANAOS | 16318 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DAL | DELTA AIR LINES | 7091801 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DAN | DANA INC | 1400790 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DAR | DARLING INGREDIENTS INC | 1562236 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DATA | TABLEAU SOFTWARE INC | 1057884 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DAVA | ENDAVA PLC | 15183 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DB | DEUTSCHE BANK AG | 2259330 | 2018-11-13 | 2018-11-13 |
| NYSE | e | DBD | DIEBOLD INC | 447975 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DBL | DOUBLELINE OPPORTUNISTIC CREDIT | 23838 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DCF | DREYFUS ALCENTRA GLOBAL CREDIT INCOME 2024 TGT FUND | 16217 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DCI | DONALDSON | 518115 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DCM | NTT DOMOCO | 2018-04-12 | 2018-04-12 | |
| NYSE | e | DCO | DUCOMMUN | 44604 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DCP | DCP MIDSTREAM LP | 360711 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DCP.PR.B | DCP MIDSTREAM LP SER B PR | 10290 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DCP.PR.C | DCP MIDSTREAM LP SER C PR | 9006 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DCUD | DOMINION RES INC 2016 CORP UNITS SERIES A | 220744 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DD.PR.A | EI DU PONT DE NEMOURS | 7629 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DD.PR.B | EI DU PONT DE NEMOURS | 7218 | 2018-11-13 | 2018-11-09 |
| NYSE | e | DDC | DOMINION DIAMOND CORP | 2017-11-01 | 2017-11-01 | |
| NYSE | e | DDD | 3D SYSTEMS | 1259505 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DDE | DOVER DOWNS GAMING | 11197 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DDF | DELAWARE INVEST DIVIDEND & INCOME COMMON | 21865 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DDR.PR.P | DDR CORP PR P | |||
| NYSE | e | DDS | DILLARDS | 389955 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DDT | DILLARDS CAPITAL TRUST I | 10600 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DE | DEERE | 1851508 | 2018-11-13 | 2018-11-13 |
| NYSE | e | DEA | EASTERLY GOVT PROPERTIES | 943037 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DECK | DECKERS OUTDOOR CORP | 629423 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DEG | DELHAIZE GROUP | 2016-07-22 | 2016-07-22 | |
| NYSE | e | DEI | DOUGLAS EMMETT | 1469100 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DEO | DIAGEO | 2555154 | 2018-11-13 | 2018-11-13 |
| NYSE | e | DESP | DESPEGAR.COM CORP | 199522 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DEX | DELAWARE ENHANCED GBL DIVIDEND& INCOME | 24284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DF | DEAN FOODS | 1464822 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DFIN | DONNELLEY FINANCIAL SOLUTIONS INC | 246714 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DFP | FLAHERTY & CRUMRINE DYNAMIC PR | 26667 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DFS | DISCOVER FINANCIAL | 1707235 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DG | DOLLAR GENERAL | 1419578 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DGX | QUEST DIAGNOSTICS | 974266 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DHCP | ||||
| NYSE | e | DHCP.WS.A | ||||
| NYSE | e | DHCP.WS.B | DITECH HOLDING CORP CL B WTS | 737 | 2018-11-06 | 2018-11-06 |
| NYSE | e | DHF | DREYFUS HIGH YIELD STRATEGIES | 33020 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DHG | DEUTSCHE HIGH INCOME OPPORTUNI | 2018-03-09 | 2018-03-09 | |
| NYSE | e | DHI | DR HORTON | 3339455 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DHR | DANAHER | 2009578 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DHT | DHT HOLDINGS | 540261 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DHX | DHI GROUP INC | 33179 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DIAX | NUVEEN DOW 30SM DYNAMIC OVERWR | 36843 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DIN | DINE BRANDS GLOBAL INC | 319547 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DIS | WALT DISNEY | 3791652 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DK | DELEK US HOLDINGS | 1116959 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DKL | DELEK LOGISTICS PARTNERS | 21156 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DKS | DICKS SPORTING GOODS | 1790151 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DKT | DEUTSCHE BANK | 12603 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DL | CHINA DISTANCE EDUCATION | 16570 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLB | DOLBY LABORATORIES | 375678 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLNG | DYNAGAS LONG PARTNERS LP COMMON | 37027 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLNG.PR.A | DYNAGAS LONG PARTNERS LP 9% SENIOR A UNITS PR | 8249 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLNG.PR.B | DYNAGAS LONG PARTNERS LP SER B PR | 32720 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLPH | DELPHI TECHNOLOGIES PLC | 2018-11-13 | 2018-11-12 | |
| NYSE | e | DLR | DIGITAL REALTY TRUST | 1348150 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLR.PR.C | DIGITAL REALTY TRUST INC 6.625% SER C PR | 8282 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLR.PR.G | DIGITAL REALTY TRUST INC PR | 8922 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLR.PR.H | DIGITAL REALTY TRUST | 8643 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLR.PR.I | DIGITAL REALTY TRUST INC I PR | 9298 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLR.PR.J | DIGITAL REALTY TRUST INC | 9407 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DLX | DELUXE | 425556 | 2018-11-13 | 2018-11-13 |
| NYSE | e | DM | DOMINION ENERGY MIDSTREAM PARTNERS LP | 796209 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DMB | DREYFUS MUNIIPAL BOND INFRASTR | 16206 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DMO | WESTERN ASSET MTG DEFINED OPPORTUNITY | 14860 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DNB | DUN & BRADSTREET | 258856 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DNI | DIVIDEND & INCOME FUND COMMON | 28470 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DNOW | NOW INC | 1506000 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DNP | DNP SELECT INCOME COMMON | 53791 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DNR | DENBURY RESOURCES | 2186185 | 2018-11-13 | 2018-11-13 |
| NYSE | e | DO | DIAMOND OFFSHORE DRILLING | 2580101 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DOC | PHYSICIANS REALTY TRUST | 1728055 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DOOR | MASONITE INTL CORP | 256702 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DOV | DOVER CORP | 2018-11-13 | 2018-11-12 | |
| NYSE | e | DOW/WD | DOW CHEMICAL COMP WHEN DIST | 2015-10-13 | 2015-10-13 | |
| NYSE | e | DPG | DUFF&PHELPS GLOBAL UTIL INC | 44160 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DPLO | DIPLOMAT PHARMACY INC | 631470 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DPZ | DOMINOS PIZZA | 501598 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DQ | DAQO NEW ENERGY | 239030 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DRD | DRDGOLD | 20177 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DRE | DUKE REALTY | 3306331 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DRH | DIAMONDROCK HOSPITALITY | 1765359 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DRI | DARDEN RESTAURANTS | 1083994 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DRQ | DRIL-QUIP | 437640 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DRUA | DOMINION RESOURCES 5.25% SER A NOTES | 16645 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DS | DRIVE SHACK INC | 187682 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DS.PR.B | DRIVE SHACK INC | 7255 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DS.PR.C | DRIVE SHACK INC | 6813 | 2018-11-13 | 2018-11-08 |
| NYSE | e | DS.PR.D | DRIVE SHACK INC | 6886 | 2018-11-13 | 2018-11-09 |
| NYSE | e | DSE | DUFF & PHELPS SELECT ENERGY MERRILL LYNCH | 44859 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DSL | DOUBLELINE INCOME SOLUTIONS FU | 82273 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DSM | DREYFUS STRATEGIC MUNI-BOND CO | 46136 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DST | DST SYSTEMS | 2018-04-16 | 2018-04-16 | |
| NYSE | e | DSU | BLACKROCK DEBT STRATEGIES FUND | 92760 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DSW | DSW | 919246 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DSX | DIANA SHIPPING | 103685 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DSX.PR.B | DIANA SHIPPING INC PR B | 7309 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DSXN | DIANA SHIPPING INC | 307 | 2018-10-26 | 2018-10-26 |
| NYSE | e | DTE | DTE ENERGY HOLDINGS | 963663 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DTF | DTF TAX-FREE INCOME COMMON | 14546 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DTJ | DTE ENERGY CO | 10241 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DTLA.PR | BROOKFIELD DTLA FUND OFFICE TRUST | 7719 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DTQ | DTE ENERGY CO | 15848 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DTV | DTE ENERGY CO UNITS | 66745 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DTW | DTE ENERGY CO | 9520 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DTY | DTE ENERGY CO | 10661 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DUC | DUFF PHELPS UTIL&CORP BOND | 17639 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DUK | DUKE ENERGY | 2313392 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DUKB | DUKE ENERGY CORP 5.625% DEBENTURES | 12463 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DUKH | DUKE ENERGY CORP | 27733 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DVA | DAVITA INC | 1067412 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DVD | DOVER MOTORSPORTS | 10484 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DVMT | DELL TECHNOLOGIES INC | 632306 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DVN | DEVON ENERGY | 5980264 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DWDP | DOWDUPONT | 7344763 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DX | DYNEX CAPITAL | 224740 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DX.PR.A | DYNEX CAPITAL | 7273 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DX.PR.B | DYNEX CAPITAL INC | 7418 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DXB | DEUTSCHE BANK CONTINGENT | 10922 | 2018-11-12 | 2018-11-12 |
| NYSE | e | DXC | DXC TECH CO | 1273764 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DY | DYCOM INDUSTRIES | 399290 | 2018-11-13 | 2018-11-12 |
| NYSE | e | DYNC | VISTRA ENERGY 7% TANGIBLE EQUITY UNITS | 208353 | 2018-11-12 | 2018-11-12 |
| NYSE | e | E | ENI | 988015 | 2018-11-13 | 2018-11-13 |
| NYSE | e | EAB | ENTERGY ARKANSAS INC | 9257 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EAE | ENTERGY ARKANSAS INC FIRST MO | 8064 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EAF | GRAFTECH INTL LTD | 500622 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EAI | ENERGY ARKANSAS FIRST MTG BONDS 2066 | 13176 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EARN | ELLINGTON RESIDENTIAL MTG | 46304 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EAT | BRINKER INTL | 697074 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EB | EVENTBRITE INC | 156375 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EBF | ENNIS | 174970 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EBR | CENTRAIS ELECTRICAS BRASILERIAS SA | 1386103 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EBR.B | CENTRAIS ELECTRICAS BRASILIERAS SA | 377469 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EBS | EMERGENT BIOSOLUTIONS | 276301 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EC | ECOPETROL | 1133886 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECA | ENCANA | 7688441 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECC | EAGLE POINT CREDIT CO | 27774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECCA | EAGLE POINT CREDIT CO INC | 7200 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECCB | EAGLE POINT CREDIT CO | 7313 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECCX | EAGLE POINT CREDIT CO LTD 6.6875% NOTES 2028 | 7914 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECCY | EAGLE POINT CREDIT CO INC | 7188 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECL | ECOLAB | 911985 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ECOM | CHANNELADVISOR CORP | 72188 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ECR | ECLIPSE RESOURCES CORP | 251974 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ECT | ECA MARCELLUS TRUST I | 11864 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ED | CONSOLIDATED EDISON | 1488317 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EDD | MORGAN STANLEY EMRGNG MARKETS DOM | 50788 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EDF | STONE HARBOR EMERGING MARKETS FI | 32100 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EDI | STONE HARBOR EMG MARKETS TOTAL INC | 15690 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EDN | EMPRESA DISTRIBUIDORA | 32519 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EDU | NEW ORIENTAL | 634865 | 2018-11-13 | 2018-11-13 |
| NYSE | e | EE | ELECTRIC PASO ELECTRIC | 233924 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EEA | EUROPEAN EQUITY FUND COMMON | 15709 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EEP | ENBRIDGE ENERGY PARTNERS | 1634895 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EEQ | ENBRIDGE ENERGY | 977758 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EEX | EMERALD EXPOSITIONS EVENTS INC | 214164 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EFC | ELLINGTON FINANCIAL | 37219 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EFF | EATON VANCE FLOATING RATE | 18781 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EFL | EATON-VANCE FLOAT RATE 2022 TARGET TERM TRUST | 13284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EFR | EV SENIOR FLOATING RATE COMMON | 54579 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EFT | EV FLOATING RATE INCOME COMMON | 36851 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EFX | EQUIFAX | 918346 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EGF | BLACKROCK ENHANCED GOVT FUND CO | 11684 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EGHT | 8X 8 INC | 817558 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EGIF | EAGLE GROWTH & INCOME OPPORTUNITIES FUND | 71963 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EGL | ENGILITY HOLDINGS | 449689 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EGN | ENERGEN | 870139 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EGO | ELDORADO GOLD | 954851 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EGP | EASTGROUP PROPERTIES | 237352 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EGY | VAALCO ENERGY | 96468 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EHC | ENCOMPASS HEALTH CORP | 444700 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EHI | WESTERN ASSET GLOBAL HIGH INC | 33783 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EHIC | EHI CAR SERVICES LTD | 36728 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EHT | EATON VANCE HIGH INCOME 2021 TGT TERM | 16365 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EIC | EAGLE POINT INCOME CO INC | |||
| NYSE | e | EIG | EMPLOYERS HOLDINGS | 143868 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EIX | EDISON INTL | 1743909 | 2018-11-13 | 2018-11-13 |
| NYSE | e | EL | ESTEE LAUDER COMPANIES | 1435663 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELAN | ELANCO ANIMAL HEALTH INC | 266001 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELC | ENTERGY LOUISIANA LLC 4.875% BONDS 2066 | 15180 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELF | ELF BEAUTY INC | 451463 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELJ | ENTERGY LOUISIANA LLC | 8595 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ELLI | ELLIE MAE | 416959 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ELP | ENERGY CO | 1079706 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELS | EQUITY LIFESTYLE | 321858 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELU | ENTERGY LOUISIANA LLC | 7827 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ELVT | ELEVATE CREDIT INC | 193768 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ELY | CALLAWAY GOLF | 1095459 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EMD | WESTERN ASSET EMERGING MARKETS DEBT | 2018-11-13 | 2018-11-12 | |
| NYSE | e | EME | EMCOR GROUP | 408596 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EMES | EMERGE ENERGY SERVICES LP | 125113 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EMF | TEMPLETON EMERGING MARKETS COM | 45772 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EMN | EASTMAN CHEMICAL | 959928 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EMO | CLEARBRIDGE ENERGY MLP OPPORTUNITIES | 41140 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EMP | ENTERGY MISSISSIPPI INC | 17110 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EMR | EMERSON ELECTRIC | 2562869 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENB | ENBRIDGE | 7185306 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENBA | ENBRIDGE INC 6.375% SUB NOTES | 11692 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENBL | ENABLE MIDSTREAM PARTNERS LP | 281218 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ENH.PR.A | ENDURANCE SPECIALTY | 2015-12-23 | 2015-12-23 | |
| NYSE | e | ENIA | ENEL AMERICAS SA | 686264 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENIC | ENEL CHILE SA | 236682 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ENJ | ENTERGY NEW ORLEANS INC | 7263 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENLC | ENLINK MIDSTREAM LLC | 1057149 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENLK | ENLINK MIDSTREAM PARTNERS LP | 825626 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENO | ENTERGY NEW ORLEANS INC | 14085 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ENR | ENERGIZER HOLDINGS INC | 2018-11-12 | 2018-11-12 | |
| NYSE | e | ENS | ENERSYS | 242832 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ENV | ENVESTNET | 316213 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ENVA | ENOVA INTL INC | 2018-11-13 | 2018-11-12 | |
| NYSE | e | ENZ | ENZO BIOCHEM | 46607 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EOCC | ENEL GENERACIAN CHILE SA | 17441 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EOD | WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY | 44130 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EOG | EOG RESOURCES | 2266710 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EOI | EV ENHANCED EQUITY INCOME COMMON | 71408 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EOS | EV ENHANCED EQUITY INCOME II C | 87084 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EOT | EV NATIONAL MUNI OPPORTUNITIES TRUST CO | 14005 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EP.PR.C | ELECTRIC PASO ENERGY CAPITAL | 7199 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EPAM | EPAM SYSTEMS | 344336 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPC | EDGEWELL PERSONAL CARE CO | 421020 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EPD | ENTERPRISES PRODUCTS | 2900592 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPE | EP ENERGY CORP | 274925 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPR | EPR PROPERTIES | 381351 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPR.PR.C | EPR PROPERTIES | 70514 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPR.PR.E | EPR PROPERTIES | 32000 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPR.PR.G | EPR PROPERTIES PR CL G | 8060 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EPRT | ESSENTIAL PROPERTIES REALTY TRUST INC | 148957 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EQC | EQUITY COMMONWEALTH | 805962 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EQC.PR.D | EQUITY COMMONWEALTH SERIES D | 10265 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQGP | EQGP HOLDINGS LP | 246844 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQH | AXA EQUITABLE HOLDINGS INC | 516494 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQM | EQM MIDSTREAM PARTNERS LP | 361830 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQNR | EQUINOR ASA | 2487516 | 2018-11-13 | 2018-11-13 |
| NYSE | e | EQR | EQUITY RESIDENTIAL | 1164627 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQS | EQUUS TOTAL RETURN | 7579 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EQT | EQUITY | 3430256 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EQT/WI | EQUITY CORP WHEN ISS | 658269 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ERA | ERA GROUP INC | 42233 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ERF | ENERPLUS | 2617573 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ERJ | EMBRAER | 2661562 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EROS | EROS INTL PLC | 215710 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ERYP | ||||
| NYSE | e | ES | EVERSOURCE ENERGY | 1214830 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESE | ESCO TECHNOLOGIES | 82010 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESL | ESTERLINE TECHNOLOGIES | 291005 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ESNT | ESSENT GROUP LTD | 432608 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESRT | EMPIRE STATE REALTY TRUST INC | 1470388 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESS | ESSEX PROPERTY | 482310 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESTC | ELASTIC NV | 103770 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ESTE | EARTHSTONE ENERGY | 130656 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ESV | ENSCO | 4474799 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ET | ENERGY TRANSFER LP | 1667845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETB | EV TAX-MANAGED BUY-WRITE INC C | 47283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETG | EV TAX ADV GLOBAL DIVIDEND INC | 50861 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ETH | ETHAN ALLEN INTERIORS | 467426 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETJ | EV RISK-MANAGED DIVERS EQUITY INC | 88709 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETM | ENTERCOM COMMUNICATIONS | 627645 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ETN | EATON PUBLIC | 2152336 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETO | EV TAX ADV GLOBAL DIVIDEND OPPORTUNITIES COM | 39307 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ETP | ENERGY TRANSFER PARTNERS LP | 2018-10-18 | 2018-10-18 | |
| NYSE | e | ETP.PR.C | ENERGY TRANSFER OPERATING LP SER C PR | 11032 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETP.PR.D | ENERGY TRANSFER OPERATING LP SER D PR | 12060 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETR | ENTERGY | 1161076 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETRN | EQUITRANS MIDSTREAM CORP WHEN ISS | 312867 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETRN/WI | EQUITRANS MIDSTREAM CORP WHEN ISS | 312867 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ETV | EV TAX-MANAGED BUY-WRITE OPPORTUNITIES | 92897 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETW | EV TAX-MANAGED GLOBAL B-W OPPORTUNITIES CO | 103085 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ETX | EATON VANCE MUNI INCOME 2028 T | 107858 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ETY | EV TAX-MANAGED DIVIDEND EQUITY INC | 165350 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EURN | EURONAV NV | 576985 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EV | EATON VANCE | 631760 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EVA | ENVIVA PARTNERS LP | 20260 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVC | ENTRAVISION COMMUNICATIONS | 214853 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVER.PR.A | EVERBANK FINANCIAL | 2017-06-08 | 2017-06-08 | |
| NYSE | e | EVF | EV SENIOR INCOME TRUST COMMON | 36522 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVG | EV SHORT DURATION DIVERSIFIED | 19782 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EVH | EVOLENT HEALTH INC | 781602 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EVHC | ENVISION HEALTH CARE HOLDINGS | 879 | 2018-10-10 | 2018-10-10 |
| NYSE | e | EVN | EV MUNI INCOME COMMON | 23454 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVR | EVERCORE INC | 472740 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVRG | EVERGY INC | 808054 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVRI | EVERI HOLDINGS INC | 439785 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVT | EV TAX ADVANTAGED DIVIDEND INC | 71487 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EVTC | EVERTEC INC | 577473 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EW | EDWARDS LIFESCIENCES | 1399716 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EX.PR | ||||
| NYSE | e | EXC | EXELON | 5355934 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXD | EV TAX-ADVANTAGED BOND&OPTION | 13654 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXG | EV TAX-MANAGED GLOBAL FUND COM | 435282 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXK | ENDEAVOUR SILVER | 304864 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXP | EAGLE MATERIALS | 478115 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EXPR | EXPRESS | 2088626 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXR | EXTRA SPACE STORAGE | 841633 | 2018-11-13 | 2018-11-12 |
| NYSE | e | EXTN | EXTERRAN CORP | 201116 | 2018-11-12 | 2018-11-12 |
| NYSE | e | EZT | ENTERGY TEXAS INC | 10152 | 2018-11-13 | 2018-11-12 |
| NYSE | e | F | FORD MOTOR | 4399141 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FAF | FIRST AMERICAN FINANCIAL | 555013 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FAM | FIRST TRUST/ABERDEEN GLOBAL CO | 34585 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FBC | FLAGSTAR BANCORP | 435446 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FBHS | FORTUNE BRANDS HOME | 1591029 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FBK | FB FINANCIAL CORP | 87155 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FBM | FOUNDATION BUILDING MATERIALS INC | 46746 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FBP | FIRST BANCORP | 1063137 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FBR | FIBRIA CELULOSE | 2714929 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FC | FRANKLIN COVEY | 27988 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FCAU | FIAT CHRYSLER AUTO NV | 3395464 | 2018-11-13 | 2018-11-13 |
| NYSE | e | FCB | FCB FINANCIAL HOLDINGS INC | 881961 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FCE.A | FOREST CITY ENTERPRISES | 475035 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FCF | FIRST COMMONWEALTH | 868180 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FCI | FIRST CARIBBEAN INTL BANK LTD | |||
| NYSE | e | FCN | FTI CONSULTING | 305020 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FCPT | FOUR CORNERS PROPERTY TRUST INC | 340077 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FCT | FIRST TRUST SENIOR FR INC II C | 34745 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FCX | FREEPORT-MCMORAN INC | 6528338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FDC | FIRST DATA CORP | 4626365 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FDEU | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND | 29389 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FDP | FRESH DEL MONTE PRODUCE | 299530 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FDS | FACTSET RESEARCH SYSTEMS | 336220 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FDX | FEDEX | 1392950 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FE | FIRSTENERGY | 4252405 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FEDU | FOUR SEASONS EDUCATION INC | 11629 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FEI | FIRST TRUST MLP & ENERGY INC F | 131588 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FELP | FORESIGHT ENERGY PARTNERS LP | 11115 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FENG | PHOENIX NEW MEDIA | 56745 | 2018-11-13 | 2018-11-13 |
| NYSE | e | FEO | FIRST TRUST/ABERDEEN EMERGIN | 30240 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FET | FORUM ENERGY TECHNOLOGIES | 1218781 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FF | FUTUREFUEL | 149047 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FFA | FIRST TRUST ENHANCED EQUITY INC | 32635 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FFC | FLAHERTY & CRUMRINE PR SECURITIES | 57303 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FFG | FBL FINANCIAL GROUP | 24881 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FG | FGL HOLDINGS | 495321 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FG.WS | FGL HOLDINGS WTS | 2379 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FGB | FIRST TRUST SPECIALTY FINANCE | 15991 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FGP | FERRELLGAS PARTNERS | 46410 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FHN | FIRST HORIZON NATIONAL | 3949520 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FHN.PR.A | FIRST HORIZON NATIONAL CORP PR | 8012 | 2018-11-13 | 2018-11-09 |
| NYSE | e | FI | FRANKS INTL | 925958 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FICO | FAIR ISAAC | 317499 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FIF | FIRST TRUST ENERGY | 40867 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FII | FEDERATED INVESTORS | 1202384 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FIS | FIDELITY NATIONAL INFO | 1432379 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FIT | FITBIT INC | 2431287 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FIV | FIRST TRUST SENIOR FL RTS 2022 TGT TERM FUND | 15482 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FIX | COMFORT SYSTEMS | 351925 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FL | FOOT LOCKER | 1305253 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FLC | FLAHERTY & CRUMRINE TOTAL RETURN | 18021 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FLO | FLOWERS FOODS | 1789224 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FLOW | SPX FLOW INC | 266313 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FLR | FLUOR | 1071146 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FLS | FLOWSERVE | 998214 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FLT | FLEETCOR TECHNOLOGIES | 866925 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FLY | FLY LEASING | 37871 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FMC | FMC | 1068163 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FMN | FEDERATED PREMIER MUNI INCOME | 17272 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FMO | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE | 64491 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FMS | FRESENIUS MEDICAL CARE AG | 1400647 | 2018-11-13 | 2018-11-13 |
| NYSE | e | FMX | FOMENTO ECONOMICO | 640928 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FMY | FIRST TRUST MTG INCOME CO | 8642 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FN | FABRINET | 387991 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FNB | FNB | 2213233 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FNB.PR.E | FNB CORP PR E | 8259 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FND | FLOOR & DECOR HOLDINGS INC | 849801 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FNF | FIDELITY NATIONAL FINANCIAL INC | 2018-11-12 | 2018-11-12 | |
| NYSE | e | FNV | FRANCO-NEVADA | 1181909 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FOE | FERRO | 641896 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FOF | COHEN & STEERS CLOSED-END OPPORTUNITY | 29081 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FOR | FORESTAR GROUP | 2018-11-13 | 2018-11-12 | |
| NYSE | e | FPAC | FAR POINT ACQUISITION CORP | 18934 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FPAC.U | FAR POINT ACQUISITION CORP UNITS | 7102 | 2018-11-13 | 2018-11-08 |
| NYSE | e | FPAC.WS | FAR POINT ACQUISITION CORP WTS | 702 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FPF | FIRST TRUST INTERMEDIATE DURAT | 65528 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FPH | FIVE POINT HOLDINGS LLC | 123681 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FPI | FARMLAND PARTNERS INC | 125873 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FPI.PR.B | FARMLAND PARTNERS INC PR | 11904 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FPL | FIRST TRUST NEW OPPORTUNITIES | 68335 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FR | FIRST INDUSTRIAL REALTY | 714685 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FRA | BLACKROCK FLOAT RATE STRAT COM | 86146 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRAC | KEANE GROUP INC | 887726 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRC | FIRST REPUBLIC BANK (SAN) | 662492 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FRC.PR.D | FIRST REPUBLIC BANK PR D | 9654 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRC.PR.E | FIRST REPUBLIC BANK PR E | 7290 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FRC.PR.F | FIRST REPUBLIC BANK PR F | 8500 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRC.PR.G | FIRST REPUBLIC BANK 40TH INT SH 5.50% | 9782 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FRC.PR.H | FIRST REPUBLIC BANK PR H | 8573 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRC.PR.I | FIRST REPUBLIC BANK SER I PR | 10495 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FRO | FRONTLINE | 417297 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRT | FEDERAL REALTY INVESTMENT | 502054 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FRT.PR.C | FEDERAL REALTY INVESTMENT TRUST PR C | 10748 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FSB | FRANKLIN FINANCIAL NETWORK | 93046 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FSD | FIRST TRUST HIGH INC LONG | 55542 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FSIC | FS INVESTMENT CORP | 363395 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FSM | FORTUNA SILVER MINES INC | 558117 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FSS | FEDERAL SIGNAL | 361710 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FT | FRANKLIN UNIVERSAL TRUST COMMON | 26590 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FTAI | FORTRESS TRANS & INFSTR INVESTORS LLC | 61348 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FTCH | FARFETCH LTD | 294475 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FTI | TECHNICFMC PLC | 6163110 | 2018-11-13 | 2018-11-13 |
| NYSE | e | FTK | FLOTEK INDUSTRIES | 234685 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FTS | FORTIS INC | 1734093 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FTSI | FTS INTL INC | 312147 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FTV | FORTIVE CORP | 1352846 | 2018-11-12 | 2018-11-12 |
| NYSE | e | FTV.PR.A | FORTIVE CORP PR CL A | 171030 | 2018-11-12 | 2018-11-08 |
| NYSE | e | FUL | HB FULLER CO | 381844 | 2018-11-13 | 2018-11-12 |
| NYSE | e | FUN | CEDAR FAIR | 192543 | 2018-11-13 | 2018-11-12 |
| NYSE | e | G | GENPACT | 995604 | 2018-11-12 | 2018-11-12 |
| NYSE | e | G.PR.K | ||||
| NYSE | e | GAB | GABELLI EQUITY TRUST COMMON | 155935 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GAB.PR.D | GABELLI EQUITY TRUST | 7083 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GAB.PR.G | THE GABELLI EQUITY TRUST PR | 7177 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GAB.PR.H | GABELLI EQUITY TRUST | 7357 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GAB.PR.J | GABELLI EQUITY TRUST INC PR J | 7044 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GAM | GENERAL AMERICAN INVESTORS COM | 67767 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GAM.PR.B | GENERAL AMERICAN INVESTOR | 7444 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GATX | GATX CORP | 273470 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GBAB | GUGGENHEIM TACABLE MUNI MANAGED DUR | 18250 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GBL | GAMCO INVESTORS | 19508 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GBX | GREENBRIER COMPANIES | 387770 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GCAP | GAIN CAPITAL HOLDINGS | 225705 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GCI | GANNETT NEW | 2018-11-12 | 2018-11-12 | |
| NYSE | e | GCO | GENESCO | 307824 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GCP | GCP APPLIED TECHNOLOGIES INC | 477473 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GCV | GABELLI CONV & INCOME C | 20810 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GCV.PR.B | GABELLI CONV | 9769 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GD | GENERAL DYNAMICS | 1471893 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDDY | GODADDY INC | 904787 | 2018-11-13 | 2018-11-13 |
| NYSE | e | GDI | GARDNER DENVER HOLDINGS INC | 1468446 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDL | GDL FUND COMMON | 31717 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDL.PR.C | GDL FUND SER C PR | 8156 | 2018-11-12 | 2018-11-09 |
| NYSE | e | GDO | WESTERN ASSET GLOBAL CORP DEFI | 18241 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDOT | GREEN DOT | 414574 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDV | GABELLI DIVIDEND & INCOME COMMON | 105566 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GDV.PR.A | GABELLI DIVIDEND & INCOME | 7058 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GDV.PR.D | GABELLI DIVIDEND & INCOME | 7026 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GDV.PR.G | GABELLI DIVIDEND & INCOME TRUST | 7309 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GE | GENERAL ELECTRIC | 2018-11-13 | 2018-11-13 | |
| NYSE | e | GEF | GREIF | 186246 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GEF.B | GREIF | 40700 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GEL | GENESIS ENERGY | 446991 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GEN | GENESIS HEALTH CARE | 55889 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GEO | GEO GROUP | 557790 | 2018-11-13 | 2018-11-13 |
| NYSE | e | GER | GOLDMAN SACHS MLP ENERGY RENAI | 80871 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GES | GUESS | 759093 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GF | NEW GERMANY FUND COMMON | 14064 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GFA | GAFISA | 64509 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GFF | GRIFFON | 197154 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GFI | GOLD FIELDS | 904774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GFY | WESTERN ASSET VARIABLE RATE CO | 11349 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GG | GOLDCORP | 3384804 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGB | GERDAU | 2034047 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGG | GRACO | 705115 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGM | GUGGENHEIM CREDIT ALLOCATION F | 17750 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGT | GABELLI MULTIMEDIA COMMON | 22944 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGT.PR.B | GABELLI MULTIMEDIA TRUST | 6870 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GGT.PR.E | GABELLI MULTIMEDIA TRUST INC PR SER E | 6937 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGZ | GABELLI GLOBAL SMALL & MID C | 21130 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GGZ.PR.A | GABELLI GLOBAL SMALL & MID-CAP VALUE PR A | 7820 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GHC | GRAHAM HOLDINGS CO | 48396 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GHG | GREENTREE HOSPITALITY GROUP LTD ADS | 51569 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GHL | GREENHILL & CO | 437921 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GHM | GRAHAM | 33050 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GHY | PGIM GLOBAL SHORT DURATION | 121535 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GIB | CGI GROUP | 591462 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GIG | GIGCAPITAL INC | 7178 | 2018-11-12 | 2018-11-06 |
| NYSE | e | GIG.RT | GIGCAPITAL INC RTS | 718 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GIG.U | GIGCAPITAL INC UNITS | 2018-11-12 | 2018-11-08 | |
| NYSE | e | GIG.WS | GIGCAPITAL INC WTS | 1243 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GIL | GILDAN | 1131700 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GIM | TEMPLETON GLOBAL INCOME COMMON | 106612 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GIS | GENERAL MILLS | 3572230 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GJH | STRATS 6.375% US CELLLR | 7441 | 2018-11-12 | 2018-11-09 |
| NYSE | e | GJO | STRATS TRUST FOR WAL-MART | 6871 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GJP | STRATS TRUST DOMINION RESOURCES | 6896 | 2018-11-12 | 2018-11-09 |
| NYSE | e | GJR | STRATS TRUST FOR P&G FLOATING RATE | 6897 | 2018-11-12 | 2018-11-07 |
| NYSE | e | GJS | STRATS TRUST FOR GOLDMAN | 7235 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GJT | STRATS FLOATING RATE ALL | 7001 | 2018-11-12 | 2018-11-09 |
| NYSE | e | GJV | STRATS TRUST FOR BNFS FUNDING FIXED R | 7157 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GKOS | GLAUKOS CORP | 351617 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLOB | GLOBANT SA | 2018-11-12 | 2018-11-12 | |
| NYSE | e | GLOG | GASLOG LTD | 559792 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLOG.PR.A | GASLOG LTD A 8.75% PR | 7634 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLOP | GASLOG PARTNERS LP | 95348 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLOP.PR.A | GAS LOG PARTNERS PR A | 8779 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLOP.PR.B | GASLOG PARTNERS 8.2% SER B PR | 9542 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLP | GLOBAL PARTNERS | 53138 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLP.PR.A | GLOBAL PARTNERS LTD 9.75% SER A PR | 8713 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLT | PH GLATFELTER | 281286 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GLW | CORNING | 6697967 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GM | GENERAL MOTORS | 8069970 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GM.WS.B | GENERAL MOTORS WTS B | 447308 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GME | GAMESTOP | 2136461 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GMED | GLOBUS MEDICAL | 451807 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GMRE | GLOBAL MEDICAL REIT | 29064 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GMRE.PR.A | GLOBAL MEDICAL REIT INC PR CL A | 7147 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GMS | GMS INC | 351392 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GMTA | GATX CORP | 8631 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GMZ | GOLDMAN SACHS MLP INCOME OPPORTUNITY | 52206 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNC | GNC ACQUISITION HOLDINGS | 626903 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNE | GENIE ENERGY | 26535 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNE.PR.A | GENIE ENERGY | 8613 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNK | GENCO SHIPPING & TRADING LTD | 249430 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNL | GLOBAL NET LEASE INC | 393214 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNL.PR.A | GLOBAL NET LEASE INC 7.25% SERIES A | 8052 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GNRC | GENERAC HOLDINGS | 386290 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GNT | GAMCO NATURAL RESOURCES GOLD | 48388 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GNT.PR.A | GAMCO NATURAL RES GOLD & INCOME TRUST SER A PR | 7761 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GNW | GENWORTH FINANCIAL | 1171770 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GOF | GUGGENHEIM STRATEGIC OPPORTUNITY FUND | 52319 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GOL | GOL INTELLIGENT AIRLINES | 2174960 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GOLF | ACUSHNET HOLDINGS CORP | 196319 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GOOS | CANADA GOOSE HOLDINGS INC | 734007 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPC | GENUINE PARTS | 1008756 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GPI | GROUP 1 AUTOMOTIVE | 273506 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GPJA | GEORGIA POWER CO | 9302 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPK | GRAPHIC PACKAGING HOLDINGS | 2701363 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPM | GUGGENHEIM ENHANCED EQUITY INC | 73911 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPMT | GRANITE POINT MTG TRUST INC | 374479 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPN | GLOBAL PAYMENTS | 984443 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPRK | GEOPARK LTD | 203598 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GPS | GAP | 4655571 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GPX | GROUP STRATEGIES | 48464 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GQZ/TEST | GQZ TEST | 2007-03-08 | ||
| NYSE | e | GRA | W R GRACE | 478797 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRAF | GRAF INDUSTRIAL CORP | 24091 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRAF.U | GRAF INDUSTRIAL CORP UNITS | 8036 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRAF.WS | GRAF INDUSTRIAL CORP WTS | 1190 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRAM | GRANA Y MONTERO SA | 28717 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRC | GORMAN-RUPP CO | 42643 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRP.U | GRANITE REIT | 58344 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRUB | GRUBHUB INC | 1021444 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GRX | GABELLI HEALTH CARE & WELLNES | 26881 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GRX.PR.A | GABELLI HEALTH CARE | 6965 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GRX.PR.B | GABELLI SERIES B CUMLTV PR | 6907 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GS | GOLDMAN SACHS GROUP | 2655010 | 2018-11-13 | 2018-11-13 |
| NYSE | e | GS.PR.A | GOLDMAN SACHS GROUP | 9847 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GS.PR.B | GOLDMAN SACHS GROUP | 11493 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GS.PR.C | GOLDMAN SACHS GROUP | 9542 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GS.PR.D | GOLDMAN SACHS GROUP | 12962 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GS.PR.J | GOLDMAN SACHS GROUP PR J | 15164 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GS.PR.K | GOLDMAN SACHS PR SERIES K | 10761 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GS.PR.N | GOLDMAN SACHS GROUP INC PR N | 14207 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GSAH | GOLDMAN SACHS ACQUISITION HOLDINGS CORP | 8850 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GSAH.U | GOLDMAN SACHS ACQUISITION HOLDINGS CORP | 7326 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GSAH.WS | GOLDMAN SACHS ACQUISITION HOLDINGS CORP WTS | 916 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GSBD | GOLDMAN SACHS BDC | 54709 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GSH | GUANGSHEN RAILWAY CO | 23362 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GSI | GENERAL STEEL HOLDINGS | 2016-07-18 | 2016-07-18 | |
| NYSE | e | GSK | GLAXOSMITHKLINE | 4063558 | 2018-11-13 | 2018-11-13 |
| NYSE | e | GSL | GLOBAL SHIP LEASE | 39209 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GSL.PR.B | GLOBAL SHIP LEASE INC | 9094 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GTES | GATES INDUSTRIAL CORP PLC | 299693 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GTN | GRAY TELEVISION | 862728 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GTN.A | GRAY TELEVISION | 8263 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GTS | TRIPLE-S MGMT | 269960 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GTT | GTT COMMUNICATIONS | 314849 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GTX | GARRETT MOTION INC | 347669 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GTY | GETTY REALTY CORP | 145645 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GUT | GABELLI UTIL TRUST COMMON | 36329 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GUT.PR.A | GABELLI UTIL TRUST | 7064 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GUT.PR.C | GABELLI UTIL TRUST 5.375 | 7715 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GVA | GRANITE CONSTRUCTION | 529441 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GWB | GREAT WESTERN BANCORP INC | 369038 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GWR | GENESEE & WYOMING | 420645 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GWRE | GUIDEWIRE SOFTWARE | 508831 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GWW | WW GRAINGER | 845008 | 2018-11-13 | 2018-11-12 |
| NYSE | e | GYB | CABCO TRUST GOLDMAN SACHS | 7705 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GYC | CABCO TRUST SBC COMMUNICATIONS | 7172 | 2018-11-12 | 2018-11-12 |
| NYSE | e | GZT | GAZIT-GLOBE | 22556 | 2018-11-13 | 2018-11-09 |
| NYSE | e | H | HYATT HOTELS | 529344 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HAE | HAEMONETICS | 433291 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HAL | HALLIBURTON | 7954418 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HASI | HANNON ARMSTRONG SUSTAINANBLE | 408134 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HBB | HAMILTON BEACH BRANDS HOLDING CO | 21717 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HBI | HANESBRANDS | 3853828 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HBM | HUDBAY MINERALS | 996382 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCA | HCA HEALTH CARE INC | 1389829 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCC | WARRIOR MET COAL INC | 450338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCFT | HUNT COMPANIES FINANCE TRUST INC | 27362 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCFT.PR.A | HUNT COMPANIES FINANCE TRUST INC CL A PR | 7093 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCHC | HC 2 HOLDINGS INC | 71265 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCI | HCI GROUP INC | 74299 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HCLP | HI-CRUSH PARTNERS | 393725 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCP | HCP | 3937468 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HCXY | HERCULES CAPITAL INC 6.25% NOTES | 8120 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HCXZ | HERCULES CAPITAL INC 5.25% NOTES 2025 | 8645 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HD | HOME DEPOT | 3100026 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HDB | HDFC BANK | 397542 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HE | HAWAIIAN ELECTRIC | 715807 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HE.PR.U | HECO CAPITAL TRUST III | 7089 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HEI | HEICO CORP | 380605 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HEI.A | HEICO CORP | 184383 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HEP | HOLLY ENERGY | 148762 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HEQ | JOHN HANCOCK HEDGED EQUITY & I | 29121 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HES | HESS | 2054654 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HES.PR.A | HESS CORP PR A | 703192 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HESM | HESS MIDSTREAM PARTNERS LP | 26187 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HF | HFF | 223991 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HFC | HOLLYFRONTIER | 1159988 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HFRO | HIGHLAND FLOATING RATE OPPORTUNITIES FUND | 18160 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HGH | THE HARTFORD FINANCIAL SERVICE | 20524 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HGV | HILTON GRAND VACATIONS INC | 1052856 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HHC | HOWARD HUGHES | 215465 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HHS | HARTE-HANKS | 14095 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HI | HILLENBRAND | 385388 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HIE | MILLER HOWARD HIGH INCOME EQUITIES | 19989 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIFR | INFRAREIT INC | 974450 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HIG | HARTFORD FINANCIAL | 1983276 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIG.PR.G | HARTFORD FINANCIAL SERVICES GROUP SER G PR | 2109 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HIG.WS | HARTFORD FINANCE SERVICES GROUP | 570377 | 2018-11-12 | 2018-11-09 |
| NYSE | e | HII | HUNTINGTON INGALLS | 656171 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIL | HILL INTL | 22103 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY | 69564 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIVE | AEROHIVE NETWORKS | 98791 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIW | HIGHWOODS PROPERTIES | 598956 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HIX | WESTERN ASSET HIGH INCOME FUND II | 81900 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HJV | MS STRU SATR 7% DEB JC | 8283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HK | HALCON RESOURCES | 1123906 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HK.WS | HALCON RESOURCES WTS | 1007 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HL | HECLA MINING | 1028206 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HL.PR.B | HECLA MINING | 6728 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HLF | HERBALIFE | 441999 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HLI | HOULIHAN LOKEY INC | 235510 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HLT | HILTON WORLDWIDE HOLDINGS INC | 1967769 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HLX | HELIX ENERGY SOLUTIONS | 1497962 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HMC | HONDA MOTOR | 1748458 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HMI | HUAMI CORP ADS | 22127 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HMLP | HOEGH LONG PARTNERS LP | 84402 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HMLP.PR.A | HOEGH LONG PARTNERS LP PR A | 8672 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HMN | HORACE MANN EDUCATORS | 154385 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HMY | HARMONY GOLD MINING CO | 431857 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HNGR | HANGER | 46704 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HNI | HNI | 256569 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HNP | HUANENG POWER | 69852 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HOG | HARLEY-DAVIDSON | 1735283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HOME | AT HOME GROUP INC | 628016 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HON | HONEYWELL INTL | 2232623 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HOS | HORNBECK OFFSHORE SERVICE | 117664 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HOV | HOVNANIAN ENTERPRISES | 172759 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HP | HELMERICH & PAYNE | 965200 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HPE | HEWLETT PACKARD ENTERPRISES CO | 5399508 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HPF | JH PR INCOME II COMMON | 33614 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HPI | JH PR INCOME COMMON | 23277 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HPP | HUDSON PACIFIC PROPERTIES | 1101573 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HPQ | HEWLETT-PACKARD | 7838222 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HPR | HIGH POINT RESOURCES CORP | 1161484 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HPS | JH PR INCOME III COMMON | 25260 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HPT.PR.D | HOSPITALITY PROPERTIES TEST | 2016-06-30 | 2016-06-30 | |
| NYSE | e | HPY | HEARTLAND PAYMENT SYSTEMS | 2016-04-22 | 2016-04-22 | |
| NYSE | e | HQH | TEKLA HEALTH CARE INVESTORS CO | 133160 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HQL | TEKLA LIFE SCIENCES INVESTORS | 53566 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HR | HEALTH CARE REALTY TRUST | 1040127 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HRB | H&R BLOCK | 2787182 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HRC | HILL-ROM HOLDINGS | 490415 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HRI | HERC HOLDINGS INC | 313528 | 2018-11-12 | 2018-11-13 |
| NYSE | e | HRL | HORMEL FOODS | 3182452 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HRS | HARRIS | 1001371 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HRTG | HERITAGE INSURANCE HOLDINGS INC | 221920 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HSBC | HSBC HOLDINGS | 2875393 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HSBC.PR.A | HSBC HOLDINGS | 10898 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HSC | HARSCO CORP | 598665 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HST | HOST HOTELS & RESORTS | 3905715 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HSY | HERSHEY CO | 986343 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HT | HERSHA HOSPITALITY | 404787 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HT.PR.C | HERSHA HOSPITALITY TRUST PR | 7574 | 2018-11-13 | 2018-11-09 |
| NYSE | e | HT.PR.D | HERSHA HOSPITALITY TRUST | 9815 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HT.PR.E | HERSHA HOSPITALITY TRUST PR E | 10603 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTA | HEALTH CARE TRUST of AMERICA | 1970306 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTD | JH TAX-ADVANTAGED DIVIDEND INC | 40405 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HTF | HORIZON TECH FINANCE CORP | 2017-10-27 | 2017-10-27 | |
| NYSE | e | HTFA | HORIZON TECH FINANCE CORP | 6959 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTGC | HERCULES CAPITAL INC | 397329 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTGX | HERCULES CAPITAL INC | 9950 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTH | HILLTOP HOLDINGS | 658233 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HTY | JH TAX ADVANTAGED GLOBAL COMMON | 20675 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HTZ | HERTZ GLOBAL HOLDINGS INC | 1905149 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HUBB | HUBBELL CORP | 436667 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HUBS | HUBSPOT INC | 479618 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HUD | HUDSON LTD | 215890 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HUM | HUMANA | 898987 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HUN | HUNTSMAN | 2018-11-13 | 2018-11-12 | |
| NYSE | e | HUYA | HUYA INC | 339348 | 2018-11-13 | 2018-11-13 |
| NYSE | e | HVT | HAVERTY FURNITURE | 80782 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HVT.A | HAVERTY FURNITURE | 63122 | 2018-11-12 | 2018-10-22 |
| NYSE | e | HXL | HEXCEL | 495872 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HY | HYSTER-YALE MATERIALS | 41806 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HYB | NEW AMERICA HIGH INCOME FUND C | 38035 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HYI | WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY | 18261 | 2018-11-12 | 2018-11-12 |
| NYSE | e | HYT | BLACKROCK CORP HIGH YIELD FUND | 196549 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HZN | HORIZON GLOBAL CORP | 170710 | 2018-11-13 | 2018-11-12 |
| NYSE | e | HZO | MARINEMAX | 460118 | 2018-11-13 | 2018-11-12 |
| NYSE | e | I | INTELSAT SA | 1083008 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IAE | VOYA ASIA PACIFIC HIGH DIVDEND | 16568 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IAG | IAMGOLD | 1423964 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IBA | INDUSTRIAS BACHOCO | 109836 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IBM | INTL BUSINESS MACHINE | 3272404 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IBN | ICICI BANK | 1399043 | 2018-11-13 | 2018-11-13 |
| NYSE | e | IBP | INSTALLED BUILDING PRODUCTS | 304651 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ICD | INDEPENDENCE CONTRACT DRILLING | 73486 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ICE | INTERCONTINENTALEXCHANGE | 1486534 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ICL | ISRAEL CHEMICALS LTD | 169417 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IDA | IDACORP | 379726 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IDE | VOYA INFRASTRUCTIRE INDUSTRIAL | 38732 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IDT | IDT | 2018-11-13 | 2018-11-12 | |
| NYSE | e | IEX | IDEX | 387441 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IFF | INTL FLAVORS | 825151 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IFFT | INTL FLAVORS & FRAGRANCES 6% TANGIBLE EQUITY UNITS | 56929 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IFN | INDIA FUND | 66450 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IGA | VOYA GLOBAL ADVANTAGE & PREMIUM | 23102 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IGD | VOYA GLOBAL EQUITY DIVIDEND AN | 85783 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IGI | WESTERN ASSET INVESTMENT GRADE DFN | 23529 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IGR | CBRE CLARION GLOBAL REAL ESTATE I | 112618 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IGT | INTL GAME TECH | 2403258 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IHC | INDEPENDENCE HOLDINGS | 29113 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IHD | VOYA EMERGING MARKETS HIGH INC | 30331 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IHG | INTERCONTINENTAL HOTELS | 1076711 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IHIT | INVESCO HIGH INCOME 2023 TARGET TERM FUND | 10874 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IHTA | INVESCO HIGH INCOME 2024 TARGET TERM FUND | 7819 | 2018-11-12 | 2018-11-12 |
| NYSE | e | II.PR.PR.A | INNOVATIVE INDUSTRIAL PROPERTIES INC | 7273 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IID | VOYA INTL HIGH DIVIDE | 23787 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IIF | MS INDIA INVESTMENT COMMON | 35529 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IIM | INVESCO VALUE MUNI INCOME COMMON | 70392 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IIPR | INNOVATIVE INDUSTRIAL PROPERTIES INC | 132852 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IM.PR | ||||
| NYSE | e | IMAX | IMAX | 525791 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IMC | INTL MARKET CNETERS I | |||
| NYSE | e | IMN | IMATION | 2017-02-21 | 2017-02-21 | |
| NYSE | e | INB | COHEN & STEERS GLOBAL INCOME B | 48654 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INF | BROOKFIELD GLO LIST INFR INC C | 49348 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INFY | INFOSYS | 1558438 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ING | ING GROUP | 2330691 | 2018-11-13 | 2018-11-13 |
| NYSE | e | INGR | INGREDION | 411027 | 2018-11-12 | 2018-11-12 |
| NYSE | e | INN | SUMMIT HOTEL PROPERTIES | 790096 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INN.PR.D | SUMMIT HOTEL PROPERTIES INC PR D | 7262 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INN.PR.E | SUMMIT HOTEL PROPERTIES INC PR SER E | 7841 | 2018-11-13 | 2018-11-09 |
| NYSE | e | INSI | INSIGHT SELECT INCOME FUND | 12371 | 2018-11-12 | 2018-11-12 |
| NYSE | e | INSP | INSPIRE MEDICAL SYSTEMS INC | 132584 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INST | INSTRUCTURE INC | 525057 | 2018-11-12 | 2018-11-12 |
| NYSE | e | INSW | INTL SEAWAYS INC | 136846 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INSW.PR.A | INTL SEAWAYS PR CL A | 7211 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INT | WORLD FUEL SERVICES | 453785 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INVH | INVITATION HOMES INC | 1399840 | 2018-11-13 | 2018-11-12 |
| NYSE | e | INXN | INTERXION HOLDINGS | 399408 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IO | ION GEOPHYSICAL | 114570 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IP | INTL PAPER | 2244133 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IPG | INTERPUBLIC GROUP of COMPANIES | 3650208 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IPHI | INPHI | 492337 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IPI | INTREPID POTASH | 379146 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IPL.PR.D | INTERSTATE POWER & LIGHT PR E | 9060 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IPOA | SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP | 11388 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IPOA.U | SOCIAL CAPITAL HEDOSOPHIA HOLDING CORP UNITS | 7701 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IPOA.WS | SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP WTS | 928 | 2018-11-12 | 2018-11-09 |
| NYSE | e | IQI | INVESCO QUALITY MUNI INCOME CO | 86776 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IQV | IQVIA HOLDINGS INC | 626675 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IR | INGERSOLL-RAND | 1531934 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRET | INVESTORS REAL ESTATE | 293644 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRET.PR.C | INVESTORS REAL ESTATE TRUST PR C | 7222 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRL | NEW IRELAND FUND COMMON | 13616 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRM | IRON MOUNTIAN INC REIT | 2855922 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRR | VOYA NATURAL RESOURCES EQUITY | 31606 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IRS | IRSA INVERSIONES | 63561 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IRT | INDEPENDENCE REALTY TRUST | 398534 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ISD | PGIM SHORT DURATION HI YIELD | 33326 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ISF | ING GROUP | 22813 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ISG | ING GROUP 6 1/8 % PERPETUAL DE | 11017 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IT | GARTNER | 522696 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ITCB | CORPBANCA ADR | 10344 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ITG | INVESTMENT TECH GROUP | 287412 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ITGR | INTEGER HOLDINGS CORP | 202586 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ITT | ITT INC | 603644 | 2018-11-12 | 2018-11-12 |
| NYSE | e | ITUB | ITAU UNIBANCO HOLDINGS | 6910086 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ITW | ILLINOIS TOOL WORKS | 1802411 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVC | INVACARE | 488351 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVH | IVY HIGH INCOME OPPORTUNITY FUND | 20820 | 2018-11-12 | 2018-11-12 |
| NYSE | e | IVR | INVESCO MTG CAPITAL | 1081247 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVR.PR.A | INVESCO MTG CAPITAL | 8269 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVR.PR.B | INVESCO MTG CAPITAL INC | 10149 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVR.PR.C | INVESCO MTG CAPITAL INC PR C | 11342 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IVZ | INVESCO | 4791079 | 2018-11-13 | 2018-11-12 |
| NYSE | e | IX | ORIX | 75738 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JAG | JAGGED PEAK ENERGY INC | 761522 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JAX | J ALEXANDERS HOLDINGS INC | 64718 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JBGS | JBG SMITH PROPERTIES | 454343 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JBJ | LEHMAN BROS ABS 6.25 CORTS | 2014-10-07 | 2014-10-07 | |
| NYSE | e | JBK | LEHMAN BROS ABS CTS 3.50% GOLDMAN SACHS | 6799 | 2018-11-13 | 2018-11-08 |
| NYSE | e | JBL | JABIL INC | 1982431 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JBN | SELECT ASSET 7% TC 97-A | 8134 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JBR | CORTS TRUST JC PENNY CTFS | 7575 | 2018-11-12 | 2018-11-09 |
| NYSE | e | JBT | JOHN BEAN TECHNOLOGIES | 230722 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JCAP | JERNIGAN CAPITAL INC | 253708 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JCAP.PR.B | JERNIGAN CAPITAL INC 7% SER B PR | 7292 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JCE | NUVEEN CORE EQUITY ALPHA COMMON | 32105 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JCI | JOHNSON CONTROLS | 4888552 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JCO | NUVEEN CREDIT OPPORTUNITIES 2022 TGT TERM FUND | 11846 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JCP | JC PENNEY | 736743 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JDD | NUVEEN DIVERSIFIED DIVIDEND & INCOME C | 31345 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JE | JUST ENERGY GROUP | 187054 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JE.PR.A | JUST ENERGY GROUP INC | 9872 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JEC | JACOBS ENGINEERING | 1042264 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JEF | JEFFERIES FINANCIAL GROUP INC | 1972696 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JELD | JELD-WEN HOLDING INC | 605846 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JEMD | NUVEEN EMG MARKETS DEBT 2022 TT FUND | 21615 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JEQ | ABERDEEN JAPAN EQUITY FUND INC | 18183 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JFR | NUVEEN FLOATING RATE INCOME CO | 51176 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JGH | NUVEEN GLOBAL HIGH INCOME FUND | 16524 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JHA | NUVEEN HIGH INCOME DECEMBER 2018 TARGET | 11775 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JHB | NUVEEN HIGH INCOME FUND | 13661 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JHD | NUVEEN HIGH INCOME 12/19 TARGET TERM FUND | 10638 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JHG | JANUS HENDERSON GROUP PLC | 644697 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JHI | JH INVESTORS TRUST COMMON | 14036 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JHP | NUVEEN QUALITY PR INC 3 | 2016-05-06 | 2016-05-06 | |
| NYSE | e | JHS | JH INCOME SECURITIES COMMON | 15115 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JHX | JAMES HARDIE INDUSTRIES | 20894 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JHY | NUVEEN HIGH INCOME 2020 TARGET TERM FUND | 9796 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JILL | J JILL INC | 132978 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JKS | JINKOSOLAR HOLDINGS | 283008 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JLL | JONES LANGUAGE LASALLE | 418368 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JLS | NUVEEN MTG OPPORTUNITY TERM TRUST | 10369 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JMEI | JUMEI INTL HOLDING LTD | 417740 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JMF | NUVEEN ENERGY MLP TOTAL RETURN | 90586 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JMI | JAVELIN MTG | 2016-04-06 | 2016-04-06 | |
| NYSE | e | JMLP | NUVEEN ALL CAP ENERGY MLP OPPORTUNITY | 25604 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JMM | NUVEEN MULTI-MARKET INCOME FUND | 10506 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JMP | JMP GROUP | 13134 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JMPB | JMP GROUP INC | 8063 | 2018-11-13 | 2018-11-09 |
| NYSE | e | JMPC | JMP GROUP INC | 2017-12-27 | 2017-12-27 | |
| NYSE | e | JMPD | JMP GROUP LLC | 7334 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JMT | NUVEEN MTG OPPORTUNITY TERM FUND 2 CO | 10501 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JN.PR | ||||
| NYSE | e | JNJ | JOHNSON & JOHNSON | 3858774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JNPR | JUNIPER NETWORKS | 4116820 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JOE | ST JOE | 257697 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JOF | JAPAN SMALLER CAP C | 19151 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JONE | JONES ENERGY INC | 86053 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JP | JUPAI HOLDINGS LTD ADS | 90733 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPC | NUVEEN PR & INCOME OPPORTUNITIES FUND C | 96522 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPEP | JP ENERGY PARTNERS LP | 2017-03-07 | 2017-03-07 | |
| NYSE | e | JPI | NUVEEN PR & INCOME TERM | 114143 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPM | JP MORGAN CHASE | 10156602 | 2018-11-13 | 2018-11-13 |
| NYSE | e | JPM.PR.A | JP MORGAN CHASE & CO PR A | 17892 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPM.PR.B | JP MORGAN CHASE & CO PR B | 10917 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPM.PR.D | JP MORGAN CHASE & CO CL D PR | 32588 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPM.PR.E | JP MORGAN CHASE SERIES W PR | 9481 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JPM.PR.F | JP MORGAN CHASE & CO PR DEP SHARES | 11614 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JPM.PR.G | JP MORGAN CHASE & CO DEP SHARES PR G | 12104 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPM.PR.H | JP MORGAN CHASE & CO SER H PR | 11600 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPS | NUVEEN PR & SECURITIES INCOME FUND | 121843 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JPT | NUVEEN PR & INCOME 2022 TERM | 12991 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JQC | NUVEEN CREDIT STRAT INCOME CO | 120424 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JRI | NUVEEN REAL ASSET INCOME & G | 43079 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JRO | NUVEEN FLOATING RATE INC OPPORTUNITIES | 37729 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JRS | NUVEEN REAL ESTATE INCOME COMMON | 35962 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JSD | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES | 20728 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JT | JIANPU TECH INC | 59587 | 2018-11-13 | 2018-11-12 |
| NYSE | e | JTA | NUVEEN TAX-ADV TOTAL RETURN CO | 27841 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JTD | NUVEEN TAX-ADV DIVIDEND GROWTH COMMON | 25720 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JTP | NUVEEN QUALITY PR INC C | 2016-05-06 | 2016-05-06 | |
| NYSE | e | JW.A | JOHN WILEY & SONS | 252545 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JW.B | JOHN WILEY & SONS | 53100 | 2018-11-12 | 2018-11-12 |
| NYSE | e | JWN | NORDSTROM | 1130946 | 2018-11-13 | 2018-11-12 |
| NYSE | e | K | KELLOGG | 1644284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KAI | KADANT | 61385 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KAMN | KAMAN | 198976 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KAP | KCAP FINANCIAL INC | 6775 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KAR | KAR AUCTION SERVICES | 585016 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KB | KB FINANCIAL GROUP | 150866 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KBH | KB HOME | 2005024 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KBR | KBR | 1677685 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KDMN | KADMON HOLDINGS INC | 239654 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KDP | KEURIG DR PEPPER INC | 1595209 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEG | KEY ENERGY SERVICES INC | 129284 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEM | KEMET | 806129 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEN | KENON HOLDINGS INC | 21306 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEP | KOREA ELECTRIC POWER | 311349 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEX | KIRBY | 347435 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KEY | KEYCORP | 6330188 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEY.PR.I | KEYCORP DEPOSITORY SHARES | 10268 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KEY.PR.J | KEYCORP PR CL J | 12552 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KEYS | KEYSIGHT TECHNOLOGIES INC | 1101507 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KF | KOREA FUND COMMON | 27039 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KFS | KINGSWAY FINANCIAL SERVICES | 16307 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KFY | KORN/FERRY INTL | 349755 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KGC | KINROSS GOLD | 1233859 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM | KIMCO REALTY | 2854454 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM.PR.I | KIMCO REALTY | 8860 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM.PR.J | KIMCO REALTY | 12937 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM.PR.K | KIMCO REALTY | 17154 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM.PR.L | KIMCO REALTY CORP | 10596 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KIM.PR.M | KIMCO REALTY CORP CL M PR | 11919 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KING | KING DIGITAL ENTERTAINMENT PLC | 2016-02-22 | 2016-02-22 | |
| NYSE | e | KIO | KKR INCOME OPPORTUNITIES FUND | 21257 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KKR | KKR & CO INC | 3073015 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KKR.PR.A | KKR & CO PR CL A | 8755 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KKR.PR.B | KKR & CO PR CL B | 10975 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KL | KIRKLAND LAKE GOLD LTD | 912044 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KM.PR | ||||
| NYSE | e | KMB | KIMBERLY-CLARK | 1180626 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMF | KAYNE ANDERSON MIDSTREAMENERGY | 108557 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMG | KMG CHEMICALS | 387285 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KMI | KINDER MORGAN | 5740576 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMM | DEUTSCHE MULTI MARKET INCOME T | 2018-11-09 | 2018-11-09 | |
| NYSE | e | KMPA | KEMPER CORP | 9482 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMPR | KEMPER | 279857 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMT | KENNAMETAL | 951482 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KMX | CARMAX | 1098052 | 2018-11-13 | 2018-11-13 |
| NYSE | e | KN | KNOWLES CORP | 1161646 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KNL | KNOLL | 308898 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KNOP | KNOT OFFSHORE PARTNERS LP | 47128 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KNX | KNIGHT-SWIFT TRANS HOLDINGS INC | 1169837 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KO | COCA-COLA | 6772758 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KODK | EASTMAN KODAK CO | 109889 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KOF | COCA-COLA FEMSA | 315156 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KOP | KOPPERS HOLDINGS | 316076 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KORS | MICHAEL KORS HOLDINGS | 1905532 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KOS | KOSMOS ENERGY | 1789481 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KR | KROGER | 6322010 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KRA | KRATON CORP | 273103 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KRC | KILROY REALTY | 470922 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KREF | KKR REAL ESTATE FINANCE TRUST INC | 179021 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KRG | KITE REALTY GROUP TRUST | 1039530 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KRO | KRONOS WORLDWIDE | 417953 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KRP | KIMBELL ROYALTY PARTNERS | 38440 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KS | KAPSTONE PAPER | 2018-11-02 | 2018-11-02 | |
| NYSE | e | KSM | DWS STRATEGIC MUNI INCOME TRUST | 17393 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KSS | KOHL'S | 1748274 | 2018-11-13 | 2018-11-13 |
| NYSE | e | KST | DEUTSCHE STRATEGIC INCOME TRUST | 2018-11-09 | 2018-11-09 | |
| NYSE | e | KSU | KANSAS CITY SOUTHERN | 969385 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KSU.PR | KANSAS CITY SOUTHERN | 7187 | 2018-11-12 | 2018-11-09 |
| NYSE | e | KT | KT CORP | 500668 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KTF | DWS MUNI INCOME TRUST | 39575 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KTH | CORTS TRUST PECO ENERGY 8 % CO | 7274 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KTN | CREDIT-ENHANCED CORTS TRUST 8.205 | 7080 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KTP | CORTS TRUST JC PENNEY 7 5/8 % | 11567 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KW | KENNEDY-WILSON HOLDINGS | 594252 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KWR | QUAKER CHEMICAL | 75855 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KYN | KAYNE ANDERSON MLP/MIDSTREAM INVEST CO | 262594 | 2018-11-13 | 2018-11-12 |
| NYSE | e | KYN.PR.F | KAYNE ANDERSON MLP/MIDSTREAM INVEST CO SER F PR | 6977 | 2018-11-12 | 2018-11-12 |
| NYSE | e | KYO | KYOCERA | 2018-06-25 | 2018-06-25 | |
| NYSE | e | L | LOEWS | 1716931 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LAC | LITHIUM AMERICAS INC | 133405 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LAD | LITHIA MOTORS | 324845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LADR | LADDER CAPITAL CORP | 834566 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LAIX | LAIX INC | 18368 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LAZ | LAZARD | 731270 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LB | L BRANDS INC | 5185088 | 2018-11-13 | 2018-11-13 |
| NYSE | e | LBRT | LIBERTY OILFIELD SERVICES INC | 422350 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LC | LENDINGCLUB CORP | 754776 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LCI | LANNETT CO | 598248 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LCII | LCI INDUSTRIES | 231461 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LDF | LATIN AMERICAN DISCOVERY FUND | 17961 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LDL | LYDALL | 153376 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LDOS | LEIDOS HOLDINGS INC | 695505 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LDP | COHEN & STEERS LTD DUR PR& INCOME | 55770 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEA | LEAR | 663350 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEAF | LEAF GROUP LTD | 32121 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEE | LEE ENTERPRISES | 38418 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEG | LEGGETT & PLATT | 1610359 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEJU | LEJU HOLDINGS LTD | 14235 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEN | LENNAR | 2123635 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LEN.B | LENNAR | 319321 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LEO | DREYFUS STRATEGIC MUNIS C | 40256 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LF | LEAPFROG ENTERPRISES | 2016-04-04 | 2016-04-04 | |
| NYSE | e | LFC | CHINA LIFE INSURANCE | 936362 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LGC | LEGACY ACQUISTION CORP | 7015 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LGC.U | LEGACY ACQUISITION CORP UNITS | 7214 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LGC.WS | LEGACY ACQUISTION CORP WTS | 870 | 2018-11-12 | 2018-11-07 |
| NYSE | e | LGF.A | LIONS GATE ENTERTAINMENT CL A | 588816 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LGF.B | LIONS GATE ENTERTAINMENT CL B | 495019 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LGI | LAZARD GLOBAL TOTAL RETURN & INCOME | 32107 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LH | LABORATORY CORP | 704402 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LHC | LEO HOLDINGS INC | 7134 | 2018-11-12 | 2018-11-08 |
| NYSE | e | LHC.U | LEO HOLDINGS UNITS | 6827 | 2018-11-12 | 2018-11-07 |
| NYSE | e | LHC.WS | LEO HOLDINGS INC WTS | 682 | 2018-11-12 | 2018-11-05 |
| NYSE | e | LHO | LASALLE HOTEL PROPERTIES | 2236341 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LHO.PR.I | LASALLE HOTEL PROPERTIES PR | 9428 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LHO.PR.J | LASALLE HOTEL PROPERTIES | 8095 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LII | LENNOX INTL | 357258 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LIN | LINDE PLC | 1211975 | 2018-11-13 | 2018-11-13 |
| NYSE | e | LITB | LIGHTINTHEBOX HOLDING CO LTD | 13338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LKM | LINK MOTION INC | 43015 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LKSD | LSC COMMUNICATIONS INC | 859977 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LL | LUMBER LIQUIDATORS | 655690 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LLL | L3 TECHNOLOGIES INC | 854292 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LLY | ELI LILLY | 2279275 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LM | LEGG MASON | 679338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LMHA | LEGG MASON INC | 8353 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LMHB | LEGG MASON 5.45% JR NOTES | 10246 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LMT | LOCKHEED MARTIN | 1318576 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LMT/WD | LOCKHEED MARTIN CO WHEN DIST | 2016-08-19 | 2016-08-19 | |
| NYSE | e | LN | LINE CORP | 130476 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LNC | LINCOLN NATIONAL | 1379805 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LNC.WS | LINCOLN NATIONAL CORP | 6532 | 2018-11-12 | 2018-11-08 |
| NYSE | e | LND | BRASILAGRO - CIA BRAS | 26072 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LNN | LINDSAY | 158117 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LNT | ALLIANT ENERGY | 2100265 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LOCK | LIFELOCK | 2017-02-08 | 2017-02-08 | |
| NYSE | e | LOMA | LOMA NEGRA CO | 174318 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LOR | LAZARD WORLD DIVIDEND & INCOME | 28109 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LOW | LOWES COMPANIES | 3249313 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LPG | DORIAN LPG LTD | 107576 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LPI | LAREDO PETROLEUM HOLDINGS INC | 1780700 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LPL | LARGE DISPLAY CO | 389655 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LPT | LIBERTY PROPERTY TRUST | 733446 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LPX | LOUISIANA-PACIFIC | 1849494 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LRN | K12 | 313861 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LSI | LIFE STORAGE INC | 260142 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LTC | LTC PROPERTIES | 239184 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LTHM | LIVENT CORP | 283913 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LTM | LATAM AIRLINES GROUP SA | 183153 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LTN | UNION ACQUISITION CORP | 7651 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LTN.RT | UNION ACQUISITION CORP RTS | 1232 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LTN.U | UNION ACQUISITION CORP UNITS | 7873 | 2018-11-12 | 2018-11-09 |
| NYSE | e | LTN.WS | UNION ACQUISITION CORP WTS | 1621 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LUB | LUBY'S | 17412 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LUV | SOUTHWEST AIRLINES | 4175917 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LVS | LAS VEGAS SANDS | 2356595 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LW | LAMB WESTON HOLDINGS INC | 583814 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LXFR | LUXFER HOLDINGS | 124900 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LXFT | LUXOFT HOLDING INC | 100465 | 2018-11-12 | 2018-11-12 |
| NYSE | e | LXP | LEXINGTON REALTY | 918356 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LXP.PR.C | LEXINGTON REALTY | 7133 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LXU | LSB INDUSTRIES | 158831 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LYB | LYONDELLBASELL INDUSTRIES | 2018303 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LYG | LLOYDS BANKING GROUP | 806537 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LYV | LIVE NATION ENTERTAINMENT | 1080963 | 2018-11-13 | 2018-11-12 |
| NYSE | e | LZB | LA-Z-BOY | 456103 | 2018-11-13 | 2018-11-12 |
| NYSE | e | M | MACY'S | 9343073 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MA | MASTERCARD | 2273752 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MAA | MID-AMERICA | 577096 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MAA.PR.I | MID-AMERICA APRTMENT COMMUNITIES INC PR I | 6831 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MAC | MACERICH | 875636 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MAIN | MAIN STREET CAPITAL | 202855 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MAN | MANPOWERGROUP | 535108 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MANU | MANCHESTER UNITED | 42147 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MAS | MASCO | 4360576 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MATX | MATSON | 2018-11-12 | 2018-11-12 | |
| NYSE | e | MAV | PIONEER MUNI HIGH INC ADV COMMON | 23068 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MAXR | MAXAR TECHNOLOGIES LTD | 672246 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MBI | MBIA | 1086982 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MBT | MOBILE TELESYSTEMS | 1486589 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MC | MOELIS & CO | 445122 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MCA | BLACKROCK MUNI YIELD CALIFORNIA QUALITY | 40666 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCB | METROPOLITAN BANK HOLDING CORP | 17346 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MCC | MEDLEY CAPITAL | 27195 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCD | MCDONALD'S | 2492022 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MCI | BARINGS CAP CORP INVESTORS | 9802 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCK | MCKESSON | 1018718 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCN | MADISON COVERED CALL & EQUITY | 36492 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MCO | MOODY'S | 1132720 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCR | MFS CHARTER INCOME COMMON | 31245 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCRN | MILACRON HOLDINGS CORP | 382036 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MCS | MARCUS | 134702 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MCV | MEDLEY CAPITAL CORP | 7577 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCX | MEDLEY CAPITAL CORP | 7177 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MCY | MERCURY GENERAL | 263738 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MD | MEDNAX | 565981 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MDC | MDC HOLDINGS | 837704 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MDLQ | MEDLEY LLC | 7288 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MDLX | MEDLEY CORP 6.875% SENIOR NOTES | 7477 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MDLY | MEDLEY MGMT INC | 12784 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MDP | MEREDITH | 465499 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MDR | MCDERMOTT INTL | 2116097 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MDT | MEDTRONIC PLC | 3644914 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MDU | MDU RESOURCES GROUP | 1149598 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MED | MEDIFAST | 300029 | 2018-11-12 | 2018-11-13 |
| NYSE | e | MEI | METHODE ELECTRONICS | 327866 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MEN | BLACKROCK MUNI ENHANCED COMMON | 21597 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MER.PR.K | MERRILL LYNCH CAP TRUST I | 9179 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MER.PR.P | MERRILL LYNCH CAPTAL | 2018-06-05 | 2018-06-05 | |
| NYSE | e | MET | METLIFE | 6675337 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MET.PR.A | METLIFE | 10062 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MET.PR.E | METLIFE INC SER E PR | 12263 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFA | MFA FINANCIAL | 842019 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFA.PR.B | MFA FINANCIAL INC PR B | 8065 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFAC | MEGALITH FINANCIAL ACQUISITION CORP | 7078 | 2018-11-12 | 2018-11-08 |
| NYSE | e | MFAC.U | MEGALITH FINANCIAL ACQUISITION CORP | 7019 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MFAC.WS | MEGALITH FINANCIAL ACQUISITION CORP WTS | 797 | 2018-11-12 | 2018-11-09 |
| NYSE | e | MFC | MANULIFE FINANCIAL | 4161706 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFCB | MFC BANCORP LTD | 11515 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MFD | MAC/FIRST GLOBAL INFRASTRUCTURE C | 23475 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFG | MIZUHO FINANCIAL GROUP | 139069 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFGP | MICROFOCUS INTL PLC | 1599522 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MFL | BLACKROCK MUNI HOLDINGS INVEST QL | 38686 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFM | MFS MUNI INCOME COMMON | 42286 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MFO | MFA FINANCIAL INC | 7361 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MFT | BLACKROCK MUNI YIELD INVEST QUALITY | 14994 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MFV | MFS SPECIAL VALUE TRUST COMMON | 11325 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MG | MISTRAS GROUP | 61172 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MGA | MAGNA INTL | 1871014 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MGF | MFS GOVT MARKETS INCOME | 28811 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MGM | MGM RESORTS INTL | 6991515 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MGP | MGM GROWTH PROPERTIES LLC | 463434 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MGU | MACQUARIE GLOBAL INFRAST TRUST FUND | 40575 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MGY | MAGNOLIA OIL & GAS CORP | 472240 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MGY.WS | MAGNOLIA OIL & GAS WTS | 191799 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MH.PR.A | MAIDEN HOLDINGS | 13542 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MH.PR.C | MAIDEN HOLDINGS LTD CL C PR | 15754 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MH.PR.D | MAIDEN HOLDINGS NORTH AMERICA LTD PR | 12861 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MHD | BLACKROCK MUNI HOLDINGS FUND CO | 27317 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MHE | BLACKROCK MASS TAX-EXEMPT | 9731 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MHF | WESTERN ASSET MUNI HIGH INCOME | 17871 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MHI | PIONEER MUNI HIGH INCOME | 17493 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MHK | MOHAWK INDUSTRIES | 938190 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MHLA | MAIDEN HOLDINGS LTD | 16080 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MHN | BLACKROCK MUNIHLDS NY QUALITY FUND | 38804 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MHNC | MAIDEN HOLDINGS NORTH AMERICA | 19461 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MHO | M/I HOMES | 364696 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MIC | MACQUARIE INFRASTRUCTURE | 501510 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MIE | COHEN & STEERS MLP INCOME & ENERGY | 36877 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MIN | MFS INTERMEDIATE INCOME COMMON | 45862 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MITT | AG MTG INVESTMENT | 159289 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MITT.PR.A | AG MTG INVESTMENT | 7855 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MITT.PR.B | AG MTG INVESTMENT | 7694 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MIXT | MIX TELEMATICS LTD | 88397 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MIY | BLACKROCK MUNI YIELD MICHIGAN QUALITY | 22962 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MKC | MCCORMICK | 1091568 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MKC.V | MCCORMICK | 93576 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MKL | MARKEL | 137005 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MLG | METLIFE 5 7/8 % NOTES 2003-21. | 2014-05-02 | 2014-05-02 | |
| NYSE | e | MLI | MUELLER INDUSTRIES | 306140 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MLM | MARTIN MARIETTA | 938380 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MLP | MAUI LAND & PINEAPPLE | 25375 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MLR | MILLER INDUSTRIES | 40120 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MMC | MARSH & MCLENNAN | 1342454 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MMD | MAINSTAY MACKAY DEFINEDTERM MUNI OPPORTUNITY | 20643 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MMI | MARCUS & MILLICHAP INC | 307202 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MMM | 3M | 1752532 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MMP | MAGELLAN MIDSTREAM | 436283 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MMS | MAXIMUS | 386225 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MMT | MFS MULTI-MARKET INCOME COMMON | 52862 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MMU | WESTERN ASSET MANAGED MUNI COM | 57691 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MN | MANNING & NAPIER | 19577 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MNE | BLACKROCK MUNI NY INTERMEDIATE DU | 13134 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MNK | MALLINCKRODT PUBLIC LTD CO | 1193547 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MNP | WESTERN ASSET MUNI PART C | 13157 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MNR | MONMOUTH REAL ESTATE | 526186 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MNR.PR.C | MONMOUTH REAL ESTATE INVESTMENT CORP | 8159 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MO | ALTRIA | 5025342 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MOD | MODINE MFG | 295541 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MODN | MODEL N INC | 214677 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MOG.A | MOOG | 125368 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MOG.B | MOOG | 32632 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MOH | MOLINA HEALTH CARE | 622988 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MOLC | CANUELAS MILL SACIFIA | |||
| NYSE | e | MOS | MOSAIC | 4794453 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MOSC | MOSAIC ACQUISITION CORP | 7568 | 2018-11-12 | 2018-11-09 |
| NYSE | e | MOSC.U | MOSAIC ACQUISITION CORP UNITS | 2018-11-12 | 2018-11-12 | |
| NYSE | e | MOSC.WS | MOSAIC ACQUISITION CORP WTS | 755 | 2018-11-12 | 2018-11-07 |
| NYSE | e | MOV | MOVADO GROUP | 163725 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MPA | BLACKROCK MUNI YIELD PA QUALITY | 20029 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MPC | MARATHON PETROLEUM | 3509731 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MPLX | MPLX LP | 1142615 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MPMH | MPM HOLDINGS INC | 2017-11-16 | ||
| NYSE | e | MPO | MIDSTATES PETROLEUM CO INC | 78874 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MPV | BARINGS CAPITAL PARTICIPATION INVESTORS | 9764 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MPW | MEDICAL PROPERTIES TRUST | 2499472 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MPX | MARINE PRODUCTS | 32170 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MQT | BLACKROCK MUNI YIELD QUALITY II | 34150 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MQY | BLACKROCK MUNI YIELD QUALITY CO | 17607 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MQZ/TEST | MQZ TEST | 2007-03-08 | ||
| NYSE | e | MRC | MRC GLOBAL | 804400 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MRK | MERCK | 7487858 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MRO | MARATHON OIL | 8412773 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MRT | MEDEQUITIES REALTY TRUST INC | 71510 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MS | MORGAN STANLEY | 12152375 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MS.PR.A | MORGAN STANLEY | 15041 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MS.PR.E | MORGAN STANLEY PR E | 13740 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MS.PR.F | MORGAN STANLEY PR F | 12613 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MS.PR.G | MORGAN STANLEY PR SERIES G | 11655 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MS.PR.I | MORGAN STANLEY PR SERIES I | 12630 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MS.PR.K | MORGAN STANLEY PR SERIES I | 18514 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSA | MSA SAFETY INC | 224347 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSB | MESABI TRUST | 94392 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MSC | STUDIO CITY INTL HOLDINGS LTD | 40535 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSCA | MAIN STREET CAPITAL CORP | 2018-03-29 | 2018-03-29 | |
| NYSE | e | MSCI | MSCI | 897434 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MSD | MS EMERGING MARKETS DEBT COMMON | 34587 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSF | MS EMERGING MARKETS COMMON | 60511 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSG | MADISON SQUARE GARDEN CO NEW | 2018-11-12 | 2018-11-12 | |
| NYSE | e | MSGN | THE MADISON SQUARE GARDEN CO | 459716 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSI | MOTOROLA SOLUTIONS | 707588 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MSL | MIDSOUTH BANCORP | 30125 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MSM | MSC INDUSTRIAL DIRECT CO | 435048 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MT | ARCELORMITTAL | 5570717 | 2018-11-13 | 2018-11-13 |
| NYSE | e | MT.WS/WI | ARCELORMITTAL WTS WHEN ISS | 2016-03-15 | 2016-03-15 | |
| NYSE | e | MTB | M&T BANK | 933128 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MTB.PR | M&T BANK | 6696 | 2018-11-12 | 2018-09-13 |
| NYSE | e | MTB.PR.C | M&T BANK | 6751 | 2018-11-12 | 2018-09-17 |
| NYSE | e | MTB.WS | M&T BANK WTS | 14350 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTD | METTLER-TOLEDO INTL | 458596 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTDR | MATADOR RESOURCES | 1832074 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTG | MGIC INVESTMENT | 1990266 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MTH | MERITAGE HOMES | 574772 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTL | MECHEL PAO | 32256 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MTL.PR | MECHEL PAO PR | 12036 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MTN | VAIL RESORTS | 351485 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTOR | MERITOR | 789315 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MTR | MESA ROYALTY TRUST | 9644 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTRN | MATERION | 138807 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTS | MONTGOMERY STREET INCOME SECURITIES | 2015-12-23 | 2015-12-23 | |
| NYSE | e | MTT | WESTERN ASSET MUNI DEFINED OPPORTUNITY | 12891 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTU | MITSUBISHI UFJ FINANCIAL GROUP | 2018-03-29 | 2018-03-29 | |
| NYSE | e | MTW | MANITOWOC | 601625 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTX | MINERALS TECHNOLOGIES | 172856 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MTZ | MASTEC | 1162480 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MUA | BLACKROCK MUNIASSETS FUND COMMON | 23670 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUC | BLACKROCK MUNIHLDS CALIFORNIA QUALITY | 41694 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUE | BLACKROCK MUNI HOLDINGS QUALITY FNDII | 38468 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MUFG | MITSUBISHI UFJ FINANCIAL GROUP INC | 323024 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MUH | BLACKROCK MUNI HOLDINGS FUND II | 13435 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUI | BLACKROCK MUNI INTER DURATION | 22750 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUJ | BLACKROCK MUNIHLDS NJ QUALITY FUND | 23421 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUR | MURPHY OIL | 1549258 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MUS | BLACKROCK MUNI HOLDINGS QUALITY FUND | 18331 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUSA | MURPHY USA INC | 335276 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MUX | MCEWEN MINING | 459351 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MVC | MVC CAPITAL | 11847 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MVCD | MVC CAPITAL INC | 7280 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MVF | BLACKROCK MUNIVEST COMMON | 47095 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MVO | MV OIL TRUST | 42089 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MVT | BLACKROCK MUNIVEST FUND II COM | 30578 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MWA | MUELLER WATER PRODUCTS | 979714 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MX | MAGNACHIP SEMICONDUCTOR | 151450 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MXE | MEXICO EQUITY & INCOME COMMON | 22234 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MXF | MEXICO FUND COMMON | 2018-11-13 | 2018-11-12 | |
| NYSE | e | MXL | MAXLINEAR | 593007 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MYC | BLACKROCK MUNI YIELD CA COMMON | 51632 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MYD | BLACKROCK MUNI YIELD COMMON | 45294 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MYE | MYERS INDUSTRIES | 230701 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MYF | BLACKROCK MUNI YIELD INVEST FUND C | 12713 | 2018-11-12 | 2018-11-12 |
| NYSE | e | MYI | BLACKROCK MUNIYLD QUALITY FUND III | 57257 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MYJ | BLACKROCK MUNI YIELD NJ COMMON | 22158 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MYN | BLACKROCK MUNIYLD NY QUALITY FUND | 40602 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MYOV | MYOVANT SCIENCES LTD | 32466 | 2018-11-13 | 2018-11-12 |
| NYSE | e | MZA | BLACKROCK MUNI YIELD ARIZONA CO | 9476 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NAC | NUVEEN CA QUALITY MUNI INCOME FUND | 147613 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAD | NUVEEN DIVIDEND ADVANTAGE MUNI FUND | 2018-11-13 | 2018-11-12 | |
| NYSE | e | NAN | NUVEEN NY QUALITY MUNI INCOME FUND | 30510 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAO | NORDIC AMERICAN OFFSHORE LTD | 20968 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAP | NAVIOS MARITIME MIDSTREAM PART | 18815 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAT | NORDIC AMERICAN TANKERS | 434462 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAV | NAVISTAR INTL | 505897 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NAV.PR.D | NAVISTAR INTL | 6701 | 2018-11-12 | 2018-11-05 |
| NYSE | e | NAZ | NUVEEN AZ QUALITY INCOME MUNI | 17481 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NBB | NUVEEN BUILD AMERICA BOND COMMON | 19828 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NBD | NUVEEN BUILD AMERICA BOND OPPORTUNITY | 14657 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NBG | NATIONAL BANK of GREECE | 2015-11-27 | 2015-11-27 | |
| NYSE | e | NBHC | NATIONAL BANK HOLDINGS | 216354 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NBL | NOBLE ENERGY | 6382992 | 2018-11-13 | 2018-11-13 |
| NYSE | e | NBLX | NOBLE MIDSTREAM PARTNERS LP | 191478 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NBR | NABORS INDUSTRIES | 3127962 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NBR.PR.A | NABORS INDUSTRIES LTD SER A PR | 150237 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NC | NACCO INDUSTRIES | 22657 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCA | NUVEEN CA MUNI VALUE COMMON | 20418 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCB | NUVEEN CA MUNI VALUE 2 | 8329 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCI | NAVIGANT CONSULTING | 336060 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCLH | NORWEGIAN CRUISE LINE HOLDINGS | 1660634 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NCR | NCR | 1033849 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCS | NCI BUILDING SYSTEMS | 443206 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NCV | ALLIANZGI CONV & INCOME | 80703 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NCV.PR.A | ALLIANZ GI CONV & INCOME FUND 5.625% SER A PR | 8868 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NCZ | ALLIANZGI EQUITY & CONV | 78978 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NCZ.PR.A | ALLIANZ GI CONV & INCOME FUND II CL A PR | 11246 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NDP | TORTOISE ENERGY INDEPENDENCE F | 34587 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NE | NOBLE | 2153816 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEA | NUVEEN AMOUNT FREE MUNI INCOME FUND | 2018-11-13 | 2018-11-12 | |
| NYSE | e | NEE | NEXTERA ENERGY | 1597199 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEE.PR.I | NEXTERA ENERGY CAPITAL HOLDINGS | 11161 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEE.PR.J | NEXTERA ENERGY CAPITAL HOLDINGS | 10931 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEE.PR.K | NEXT ERA ENERGY K JR SUBD DEBENTURES 6/1/76 | 12565 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEE.PR.P | NEXTERA ENERGY INC | 2016-08-31 | 2016-08-31 | |
| NYSE | e | NEE.PR.R | NEXTERA ENERGY INC PR UNITS | 38413 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEM | NEWMONT MINING | 3851352 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEP | NEXTERA ENERGY PARTNERS LP | 189343 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NETS | NETSHOES (CAYMAN) LTD | 26129 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEU | NEWMARKET | 57502 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEV | NUVEEN ENHANCED MUNI VALUE COM | 29109 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NEW | PUXIN LTD | 30336 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEWM | NEW MEDIA INVESTMENT GROUP | 598754 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEWR | NEW RELIC INC | 593715 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NEXA | NEXA RESOURCES SA | 62444 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NFC | NEW FRONTIER CORP | 8103 | 2018-11-12 | 2018-11-08 |
| NYSE | e | NFC.U | NEW FRONTIER CORP UNITS | 7058 | 2018-11-12 | 2018-11-09 |
| NYSE | e | NFC.WS | NEW FRONTIER COROP WTS | 828 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NFG | NATIONAL FUEL GAS | 519432 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NFJ | ALLIANZGI NFJ DIVIDEND INTEREST & P | 154560 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NFX | NEWFIELD EXPLORATION | 8515018 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NGG | NATIONAL GRID | 2018-11-13 | 2018-11-12 | |
| NYSE | e | NGL | NGL ENERGY PARTNERS | 337575 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NGL.PR.B | NGL ENERGY 9% PR CL B | 9416 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NGLS.PR.A | TARGA RESOURCE PARTNERS LP 9.% SER A | 7803 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NGS | NATURAL GAS SERVICES | 45809 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NGVC | NATURAL GROCERS | 178530 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NGVT | INGEVITY CORP | 285407 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NHA | NUVEEN MUNI 2021 TARGET TERM FUND | 9270 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NHF | NEXPOINT CREDIT STRATEGIES FUND | 48153 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NHI | NATIONAL HEALTH INVESTOR | 235515 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NI | NISOURCE | 2919733 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NID | NUVEEN INTERMEDIATE DURATION M | 20793 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NIE | ALLIANZGI EQUITY & CONV | 99142 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NIM | NUVEEN SELECT MATURITIES MUNI | 12655 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NINE | NINIE ENERGY SERVICE INC | 124815 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NIO | NIO INC | 1215584 | 2018-11-13 | 2018-11-13 |
| NYSE | e | NIQ | NUVEEN INTERMEDIATE DURATION Q | 20997 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NJR | NEW JERSEY RESOURCES | 466207 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NJV | NUVEEN NEW JERSEY MUNI VA | 9393 | 2018-11-12 | 2018-11-09 |
| NYSE | e | NKE | NIKE | 3425956 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NKG | NUVEEN GA QUALITY MUNI INCOME FUND | 12185 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NKX | NUVEEN CA AMOUNT-TAX QUALITY MUNI INCOME FUND | 136202 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NL | NL INDUSTRIES | 20068 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NLS | NAUTILUS GROUP | 322047 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NLSN | NIELSEN NV | 3231141 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY | ANNALY CAPITAL | 1294973 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY.PR.C | ANNALY CAPITAL | 9301 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY.PR.D | ANNALY CAPITAL MGMT INC | 8499 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY.PR.F | ANNALY CAPITAL MGMT 6.95% SER F PR | 15803 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY.PR.G | ANNALY CAPITAL MGMT SER G PR | 10720 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NLY.PR.H | ANNALY CAPITAL MGMT H | 7061 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NM | NAVIOS MARITIME HOLDINGS | 42689 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NM.PR.G | NAVIOS MARITIME HOLDINGS INC | 8844 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NM.PR.H | NAVIOS MARITIME HOLDINGS INC | 9182 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NMA | NUVEEN MUNI ADVANTAGE FUND | 2016-04-08 | 2016-04-08 | |
| NYSE | e | NMFC | NEW MOUNTIAN FINANCE | 240460 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NMFX | NEW MOUNTIAN FINANCE CORP 5.75% NOTES | 7582 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NMI | NUVEEN MUNI INCOME COMMON | 13428 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NMK.PR.B | NIAGARA MOHAWK POWER CORP | 6735 | 2018-11-12 | 2018-11-05 |
| NYSE | e | NMK.PR.C | NIAGARA MOHAWK POWER CORP | 6723 | 2018-11-12 | 2018-11-09 |
| NYSE | e | NMM | NAVIOS MARITIME PARTNERS | 84446 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NMR | NOMURA HOLDINGS | 91441 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NMS | NUVEEN MINNESOTA QUALITY MUNI INCOME F | 13158 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NMT | NUVEEN MA QUALITY MUNI INCOME FUND | 13163 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NMT.PR.E | NUVEEN MASS PREMIUM INCOME MUNI | 2014-07-10 | 2014-07-07 | |
| NYSE | e | NMY | NUVEEN MD QUALITY MUNI INCOME FUND | 22609 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NMZ | NUVEEN MUNI HIGH INC OPPORTUNITY COMMON | 56624 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNA | NAVIOS MARITIME | 41184 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNC | NUVEEN NC QUALITY MUNI INCOME FUND | 18093 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NNI | NELNET | 70492 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNN | NATIONAL RETAIL | 780341 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNN.PR.E | NATIONAL RETAIL PROPERTIES INC | 9168 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNN.PR.F | NATIONAL RETAIL PROPERTIES INC PR F | 9901 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NNNN/TES | TEST SYMBOL | 2014-01-17 | ||
| NYSE | e | NNY | NUVEEN NY MUNI VALUE COMMON | 19915 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NOA | NORTH AMERICAN ENERGY | 299884 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NOAH | NOAH HOLDINGS | 241347 | 2018-11-13 | 2018-11-13 |
| NYSE | e | NOC | NORTHROP GRUMMAN | 1016677 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NOK | NOKIA | 1855833 | 2018-11-13 | 2018-11-13 |
| NYSE | e | NOM | NUVEEN MO QUALITY MUNI INCOME FUND | 9888 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NOMD | NOMAD FOODS LTD | 1172605 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NOV | NATIONAL OILWELL VARCO | 2702651 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NOW | SERVICENOW | 1316512 | 2018-11-13 | 2018-11-13 |
| NYSE | e | NP | NEENAH INC | 77621 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NPK | NATIONAL PRESTO | 38363 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NPN | NUVEEN PENNSYLVALIA MUNI | 8347 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NPO | ENPRO INDUSTRIES | 155197 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NPT | NUVEEN PREMIUM INCOME MUNI 4 C | 2016-04-08 | 2016-04-08 | |
| NYSE | e | NPTN | NEOPHOTONICS | 399674 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NPV | NUVEEN VA QUALITY INCOME MUNI | 18887 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NQI | NUVEEN QUALITY MUNI FUND | 2016-04-08 | 2016-04-08 | |
| NYSE | e | NQP | NUVEEN PA INVESTMENT QUALITY MUNI | 20275 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NQU | NUVEEN QUALITY INCOME MUNI | 2016-04-08 | 2016-04-08 | |
| NYSE | e | NR | NEWPARK RESOURCES | 673936 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRE | NORTH STAR REALTY EUROPE CORP | 322867 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRG | NRG ENERGY | 4401996 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRK | NUVEEN NEW YORK AMOUNT FREE QUALITY MUNI | 38501 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRP | NATURAL RESOURCES PARTNER | 37773 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRT | NORTH EUROPEAN OIL REALTY | 11740 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NRZ | NEW RESIDENTIAL INVESTMENT | 2351540 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NS | NUSTAR ENERGY | 459483 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NS.PR.A | NUSTAR ENERGY LP PR A | 11164 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NS.PR.B | NUSTAR ENERGY LP 7.625% SER B PR | 9987 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NS.PR.C | NUSTAR ENERGY LP PR SER C | 10886 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NSA | NATIONAL STORAGE AFFILIATES TRUST | 380982 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NSA.PR.A | NATIONAL STORAGE AFFILIATES TRUST PR SER A | 9675 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NSC | NORFOLK SOUTHERN | 1546478 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NSL | NUVEEN SENIOR INCOME COMMON | 49830 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NSP | INSPERITY | 365476 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NSS | NUSTAR LOGISTICS LP | 9383 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NTB | THE BANK of NT BUTTERFIELD & SON LTD | 220635 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NTC | NUVEEN CT QUALITY INCOME MUNI | 14007 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NTEST | NYSE TICK PILOT TEST SYM-CONTRO | 2018-05-21 | 2018-05-17 | |
| NYSE | e | NTEST.A | NTEST A | 2147 | 2018-11-12 | 2016-10-20 |
| NYSE | e | NTEST.B | NTEST B | 1863 | 2018-11-12 | 2016-10-11 |
| NYSE | e | NTEST.C | NTEST C | 2333 | 2018-11-12 | 2016-10-11 |
| NYSE | e | NTEST.D | 2018-04-02 | 2018-04-02 | ||
| NYSE | e | NTG | TORTOISE MLP | 213712 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NTG.RT | TORTOISE CAPITAL ADVISORS LLC RTS | 2018-07-17 | 2018-07-17 | |
| NYSE | e | NTP | NAM TAI PROPERTY INC | 43129 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NTR | NUTRIEN LTD | 1502917 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NTX | NUVEEN TX QUALITY MUNI INCOME FUND | 20093 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NTX.PR.C | NUVEEN TEXAS QUALITY | 2015-04-17 | 2015-04-17 | |
| NYSE | e | NTZ | INDUSTRIES NATUZZI | 12525 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NUE | NUCOR | 2022731 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NUM | NUVEEN MI QUALITY INCOME MUNI | 20361 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NUO | NUVEEN OH QUALITY MUNI INCOME FUND | 16148 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NUS | NU SKIN ENTERPRISES | 315372 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NUV | NUVEEN MUNI VALUE COMMON | 107765 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NUW | NUVEEN MUNI VALUE FUND 2 | 25055 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVG | NUVEEN AMOUNT FREE MUNI CREDIT INCOME FUND | 200759 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVGS | NAVIGATOR HOLDINGS LTD | 65091 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NVO | NOVO-NORDISK | 3334981 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVR | NVR | 166719 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVRO | NEVRO CORP | 377731 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVS | NOVARTIS | 2989319 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NVT | NVENT ELECTRIC PLC WHEN ISS | 399375 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NVTA | INVITAE CORP | 514075 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NWE | NORTHWESTERN | 415582 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NWHM | THE NEW HOME CO INC | 58140 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NWL | NEWELL BRANDS INC | 5510458 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NWN | NORTHWEST NATURAL HOLDING CO | 166549 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NWY | NEW YORK & CO | 57962 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NX | QUANEX BUILDING PRODUCTS | 252250 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NXC | NUVEEN CA SELECT TAX-FREE COMMON | 11844 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NXJ | NUVEEN NJ QUALITY MUNI INCOME FUND | 44580 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NXN | NUVEEN NY SELECT TAX FREE COMMON | 10483 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NXP | NUVEEN SELECT TAX-FREE INCOME C | 18882 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NXQ | NUVEEN SELECT TAX-FREE INCOME 2 | 21338 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NXR | NUVEEN SELECT TAX-FREE INCOME 3 | 18614 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NXRT | NEXPOINT RESIDENTIAL TRUST | 123538 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NYCB | NEW YORK COMMUNITY BANCORP INC | 2263025 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NYCB.PR.A | NEW YORK COMMUNITY BANCORP INC | 9612 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NYCB.PR.U | NEW YORK COMMUNITY CAP TRUST V | 8222 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NYLD | NRG YIELD INC | 2018-09-14 | 2018-09-14 | |
| NYSE | e | NYLD.A | NRG YIELD INC CL A | 2018-09-14 | 2018-09-14 | |
| NYSE | e | NYRT | NEW YORK REIT | 2018-11-02 | 2018-11-02 | |
| NYSE | e | NYT | NEW YORK TIMES | 1897666 | 2018-11-13 | 2018-11-12 |
| NYSE | e | NYV | NUVEEN NY MUNI VALUE 2 CO | 10914 | 2018-11-12 | 2018-11-12 |
| NYSE | e | NZF | NUVEEN MUNI CREDIT INCOME FUND | 183706 | 2018-11-13 | 2018-11-12 |
| NYSE | e | O | REALTY INCOME | 1512240 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OAK | OAKTREE CAPITAL GROUP | 111039 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OAK.PR.A | OAKTREE CAPITAL GROUP LLC 6.625% SER A PR | 9003 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OAK.PR.B | OAKTREE CAPITAL GROUP SER B PR | 11201 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OAS | OASIS PETROLEUM | 5262811 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OBE | OBSIDIAN ENERGY LTD | 232399 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OC | OWENS-CORNING | 721049 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OCN | OCWEN FINANCIAL | 461553 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ODC | OIL-DRI CORP of AMERICA | 23906 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OEC | ORION ENGINEERED CARBONS SA | 451006 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OFC | CORPORATE OFFICE | 636098 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OFG | OFG BANCORP | 371774 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OFG.PR.A | OFG BANCORP PR A | 8636 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OFG.PR.B | OFG BANCORP PR B | 7160 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OFG.PR.D | OFG BANCORP PR D | 7144 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OGE | OGE ENERGY | 2746792 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OGS | ONE GAS INC | 309833 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OHI | OMEGA HEALTH CARE | 2637904 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OI | OWENS-ILLINOIS | 1539623 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OIA | INVESCO MUNI INCOME OPPORTUNITIES TRUST | 14609 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OIBR.C | OI SA ADS C | 178254 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OII | OCEANEERING INTL | 1159592 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OIS | OIL STATES INTL | 785068 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OKE | ONEOK | 1774786 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OLN | OLIN | 2023278 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OLP | ONE LIBERTY PROPERTIES | 2018-11-13 | 2018-11-12 | |
| NYSE | e | OMAD | ONE MADISON CORP | 7160 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OMAD.U | ONE MADISON CORP UNITS | 7118 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OMAD.WS | ONE MADISON CORP WTS | 742 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OMC | OMNICOM GROUP | 1208358 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OMF | ONEMAIN HOLDINGS INC | 456912 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OMI | OWENS & MINOR | 640244 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OMN | OMNOVA SOLUTIONS | 91029 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OMP | OASIS MIDSTREAM PARTNERS LP | 76985 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ONDK | ON DECK CAPITAL INC | 557146 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ONE | ONESMART INTL EDUCATION GROUP LTD | 34683 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OOMA | OOMA INC | 54285 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OPP | RIVERNORTH DOUBLELINE STRATEGIC OPPORTUNITY FUND | 13724 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OPY | OPPENHEIMER HOLDINGS | 84913 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OR | OSISKO GOLD ROYALTIES LTD | 748102 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORA | ORMAT TECHNOLOGIES | 312133 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORAN | ORANGE | 891737 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORC | ORCHID ISLAND CAPITAL INC | 285389 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORCL | ORACLE CORP | 10610781 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORI | OLD REPUBLIC | 1853554 | 2018-11-13 | 2018-11-12 |
| NYSE | e | ORN | ORION GROUP HOLDINGS | 152185 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OSB | NORBORD INC | 596281 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OSG | OVERSEAS SHIPHOLDING GROUP INC | 158608 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OSK | OSHKOSH | 824896 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OSLE | OAKTREE SPECIALTY LENDING CORP | 7024 | 2018-11-12 | 2018-11-12 |
| NYSE | e | OUT | OUTFRONT MEDIA INC | 1254181 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OXM | OXFORD INDUSTRIES | 155930 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OXY | OCCIDENTAL PETROLEUM | 2703273 | 2018-11-13 | 2018-11-12 |
| NYSE | e | OZM | OCH-ZIFF CAPITAL MGMT | 74315 | 2018-11-13 | 2018-11-12 |
| NYSE | e | P | PANDORA MEDIA | 2966303 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAA | PLAINS ALL AMERICAN | 2128683 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAC | PACIFIC AIRPORT GROUP | 255918 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PAG | PENSKE AUTOMOTIVE GROUP | 467078 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PAGP | PLAINS GROUP HOLDINGS LP | 2228534 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PAGS | PAGSEGURO DIGITAL | 1098350 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAH | PLATFORM SPECIALTY PRODUCTS CO | 1448633 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAI | WESTERN ASSET INVESTMENT GRADE INCOME FUND | 19451 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PAM | PAMPA ENERGIA | 157603 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PANW | PALO ALTO NETWORKS | 1012396 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAR | PAR TECH | 140431 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PARR | PAR PACIFIC HOLDINGS INC | 218411 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PAYC | PAYCOM SOFTWARE INC | 588970 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PB | PROSPERITY BANCSHARES | 473047 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PBA | PEMBINA PIPELINE | 3179314 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBB | PROSPECT CAPITAL CORP NOTES | 9714 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBF | PBF ENERGY | 972006 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PBFX | PBF LOGISTICS LP | 25309 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBH | PRESTIGE CONSUMER HEALTH CARE INC | 570621 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PBI | PITNEY BOWES | 1390842 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBI.PR.B | PITNEY BOWES INC PR B | 10476 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBR | PETROLEO BRASILEIRO SA | 8815079 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBR.A | PETROLEO BRASILEIRO SA | 6807187 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PBT | PERMIAN BASIN ROYALTY | 29831 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PBY | PROSPECT CAPITAL CORP 6.25% NOTES | 9265 | 2018-11-13 | 2018-11-09 |
| NYSE | e | PCF | HIGH INCOME SECURITIES FUND | 52382 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCG | PG&E | 4398971 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCI | PIMCO DYNAMIC CREDIT & MTG INC | 135723 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCK | PIMCO CA MUNI INCOME II C | 12331 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCM | PCM FUND COMMON | 26044 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCN | PIMCO CORPORATE & INCOME STRATEGY | 79703 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PCQ | PIMCO CA MUNI INCOME COMMON | 16490 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PDI | PIMCO DYNAMIC INCOME FUND COMMON | 81004 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PDM | PIEDMONT OFFICE REALTY | 1041859 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PDS | PRECISION DRILLING | 1033974 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PDT | JH PREMIUM DIVIDEND FUND COMMON | 26845 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PE | PARSLEY ENERGY INC | 5387093 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PEB | PEBBLEBROOK HOTEL | 877230 | 2018-11-12 | 2018-11-12 |
| NYSE | e | PEB.PR.C | PEBBLEBROOK HOTEL TRUST PR C | 7502 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PEB.PR.D | PEBBLEBROOK HOTEL TRUST 6.375 PR D | 8184 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PEG | PUBLIC SERVICE ENTERPRISES | 3634709 | 2018-11-13 | 2018-11-12 |
| NYSE | e | PEI | PENNSYLVALIA REIT | 860064 | 2018-11-13 | 2018-11-12 |